Saturday, January 01, 2022

Calvinism: A Dead End Theory

When I first started out seriously studying my faith, I had a number of interactions with Calvinists, many of whom were on the presuppositionalist side of the apologetic spectrum. I continued those efforts to some extent by interacting on the Called to Communion blog, which is dedicated to Reformed-Catholic dialogue. Unlike the dialogues I have had with Orthodox Christians, though, these dialogues never seemed particularly edifying for me, because I couldn't get my head around why people had been Reformed in the first place. There are historical reasons for it, of course; I'm American, and England and Scotland brought Reformed theology to America at its very founding. Indeed, as I will mention below, there is good reason to view Reformed political theory as the core of what made America what it is, including the religious pluralism that has made me free to practice my Catholic faith in the country. But as a specifically Christian theology, it never really made sense to me.

What follows is my analysis of Calvin's theology as a fundamentally anti-Nicene theology. Especially because I have no personal connection with the Reformed faith, I am indebted to my friend Perry Robinson, who converted to Eastern Orthodoxy from Reformed Christianity and who pointed out, among many other things, Calvin's identification of Christ with the "predestined man" of Augustine. I am sure that we would disagree on a number of conclusions about Thomism and Scotism, but even in disagreement, I have benefited greatly from dialogue with him. 

I. Background

One of the influences that caused me to take a more pessimistic view of the situation was Brad Gregory's The Unintended Reformation ("TUR"). As I will discuss below, I question "the Scotus Story" that inevitably leads to a parade of horribles culminating in all of the evils of modern society. Michael Horton's review of the book summarizes it well: "Once you know the Scotus Story, everything else falls into place. The Reformation is the carrier of modern ‘disenchantment.’ Tearing the fabric of the sacramental tapestry, the reformers pushed the logic of metaphysical univocity, voluntarism, and individualism to its obvious conclusions." I am concerned that this unwisely discards an entirely legitimate Christian metaphysics, as shown by the work of Jared Isaac Goff and Fr. Christiaan Kappes, establishing that St. Bonaventure took his own univocal metaphysics from the Greek Fathers, especially St. John Damascene. But TUR's critique, much like Fr. Louis Bouyer's critique in The Spirit and Forms of Protestantism (also a victim of the Scotus Story), is both accurate and devastating in successfully attributing Protestantism to medieval nominalism. Unlike Gregory, I do not believe that modern developments in science, politics, and society generally were wrong, but I do believe that TUR is correct about the theological damage it has created.

I've used the title "dead end theory" here to differentiate Calvinism from successful theories that provide an explanatory bridge until anomalies require a better one. One might think of this as St. John Henry Newman's idea of development and corruption as modified by Kuhn's The Structure of Scientific Revolutions in response to heresies, although the latter would obviously need to be highly qualified in this context. A "dead end theory" is like Newman's corruption; it fails as a Christian explanation because it negates essential dogmatic facts for the Christian kerygma that Jesus Christ is God. Many dead end theories result in heresies, including Lucian of Antioch's Arianism, Eunomianism, Eusebius's homoianism, and Mar Diodore's and Mar Theodore's anti-Apollinarian theory of the person that led to Nestorianism. It is, however, not necessarily the case that dead end theories always lead to people being accused of heresies. 

There are also other theories that are successful in some respects, although ultimately failing when confronted with a challenge that requires explanation. Especially in the early Church, there were many theories that affirmed the dogmatic facts while being underdetermined or erroneous in some respects. The clearest example concerns the divinity of the Spirit; there were many binitarian theories that did not deny the Spirit's divinity outright but did not provide any basis for affirming the divinity of the Spirit. Another example is Origen, who provided much of the early metaphysical basis for Trinitarian thought but whose explanations concerning the pre-existence of souls were not compatible with the Christian doctrine of creation. Gregory of Nyssa's theology of apokatastasis is yet another example of a theory that has explanatory power but fails when pushed too far. I would be inclined to put Augustine's theory of the massa damnata in this category as well. Many of those problems were based on traducianism, the believe that the soul was inherited from one's parents along with the body, which I do not believe is a coherent account of the existence of human souls in the image of God. The point is that not every wrong path forces us to backtrack, but some do. Calvin leads to one of those dead ends.

II. Essential Dogmatic Facts

In terms of the dogmatic facts that a successful theory must explain to affirm Christ is God, this is basically the content of the first seven ecumenical councils. One sign of a failed theory is that it can accept only the first four, because, as I will outline below, the acceptance of the first four logically entails the latter three. No consistent account of the dogmatic facts given in the first four councils will deny the last three, meaning that one cannot consistently believe both that Christ is God and accept less than seven ecumenical councils. The linchpin that holds all of these councils together is the pro-Nicene position that defines Christian monotheism: numerical unity of divine nature if and only if numerical unity of divine operation. This principle adopted between Nicaea and Constantinople shows that the Father, the Son, and the Holy Spirit are one God, so that any of them being revealed performing characteristic divine operations shows that the Person is also One God. The use of this principle is documented by Michel Rene Barnes in The Power of God and extensively applied in the "new canon" Augustinian scholarship on the Trinity, particularly in works by Barnes and his frequent collaborator Lewis Ayres. This doctrine is traditionally understated as inseparable operations, although a more technically accurate description would be identical operations. The recent work by Adonis Vidu, The Same God Who Works All Things: Inseparable Operations in Trinitarian Theology provides an excellent exposition of the doctrine in the context of specific theological topics. 

The pro-Nicene principle necessitates as a consequence of Nicaea (the identity of nature of the Father and the Son) the next six ecumenical councils:

1. The Holy Spirit is one God with the Father and the Son, because He does what only God can do (Constantinople I)

2. The man Jesus Christ is the Word of God, one Person with two natures, having two operations (wills) with respect to each of his two natures (Ephesus, Chalcedon, Constantinople II, Constantinople III).

3. Divine worship of the man Jesus Christ is permissible because (1) worship is directed to persons and not natures and (2) Jesus Christ is the same person as the Word of God who is God (Nicaea II).

To consistently proclaim that Jesus is God, once must accept these dogmatic facts, which are applications of the pro-Nicene principle. There are some who verbally differ with these formulations but who can conceptually account for them, as appears to be the case with Miaphysite Christology. There are many who inconsistently believe Jesus is God, generally due to a defective understanding of divinity itself, and these are called Christian heretics. There are some who venerate Jesus but who deny these principles at such a fundamental level that their belief does not even rise to level of calling Jesus divine, which beliefs do not receive the Christian name at all. These include Islam (particularly if viewed as originating from Christian heresy) and Mormonism.

As a Catholic, I believe that Eastern Orthodox Christians share this faith that Jesus is God. With respect to the other religious beliefs, the Catholic doctrine is that they are true to the extent that they can accept this faith that Jesus is God and false to the degree that they do not. We generally do not speculate as to why people might hold false beliefs and whether God will or will not save them, and this article is not intended to express an opinion on that issue. It is strictly an analysis of Calvin's theology concerning whether it can consistently proclaim that Jesus is God, including all of the relevant dogmatic facts outlined above. It is also not an appeal to the authority of the ecumenical councils; it is based on the dogmatic facts about Christ as an object of monotheistic worship that those councils have outlined above.

III. Nominalism and Voluntarism

As noted above, affirmation of univocity does not in itself require nominalism. Traditionally, the problem of divine being has been resolved in Christian thought by the Neoplatonic concept of participation, which was extensively developed by St. Dionysius the Areopagite and St. Maximus the Confessor. In the West, this Christian Platonism was developed in the Franciscan tradition, including Bl. John Duns Scotus. A parallel Aristotelian tradition was reflected in St. Thomas Aquinas, which conceived of God as ipsum esse subsistens and used the analogia entis to relate our mode of being to God's own different mode of being. Rather than viewing either of these traditions as a failed theory, which is the Scotus Story does, I view them as successful alternative explanations for the same set of dogmatic facts. Importantly, despite the univocal notion of being, the Neoplatonic tradition maintains its own distinctive notion of divine infinity and simplicity that assures divine transcendence. In particular, both Thomism and Scotism preserve the transcendent concept of the Good (reinterpreted from Neoplatonism to Aristotelianism in Aquinas's case), which informs their respective metaphysical paradigms. Thus, neither Thomism nor Scotism necessarily runs into the problematic dynamics that Gregory and Bouyer outline.

The same cannot be said of nominalism. To understand the situation, I will turn to a helpful critique of Fr. Bouyer by Silvianne Aspray in her metaphysical analysis of Peter Vermigli:

First, nominalism is a notoriously under-defined term, both generally, and in Bouyer’s work itself. According to Bouyer’s primary definition of nominalism, as described above, it is characterised by a radical empiricism, coupled with a metaphysics of singulars. However, he also seems to use nominalism interchangeably with William of Ockham’s thought. Historians of the period disagree over whether this equation is appropriate, given both the convergences and divergences between Ockham and other thinkers of the time, such as Gabriel Biel and Pierre d’Ailly, and given also that none of Ockham’s contemporaries would have called him a nominalist. It is moreover contested whether and how nominalism as a concept reaches beyond epistemology into ontology. Bouyer clearly assumes the latter, taking it for granted that the univocity of being is a characteristic of nominalism. All of this suggests that – in contrast to Bouyer’s seemingly self-evident use of the concept – defining or understanding nominalism is far from evident. It can be neither useful nor desirable, however, if one’s hermeneutic lens cannot be delineated properly.

Aspray's criticism is valid; the problem with the Scotus Story generally and Bouyer's account specifically is that it does not focus specifically on the effect of Ockham's rejection of nature as an explanatory concept. Aspray identifies two distinctives that seem more serviceable in defining the constellation of thought around nominalism: a univocal understanding of being and an ensuing new notion of causality. But Aspray here is relying on André de Muralt, Jean-François Courtine, and Olivier Boulnois specifically, and that suggests too much influence by the Thomist rejection of univocity and acceptance of the Scotus Story. This is confirmed by Aspray's own question about univocity: "Is 'being' thought to be a neutral category, applying to both God’s as well as created being, or is there a pre-eminent Divine Being in which all other being participates?" But Scotus is definitely not a nominalist, nor, for that matter, are Gregory of Nyssa or John Damascene. All of those theologians present a univocal account of being with a robust account of participation and divine transcendence, which belies the notion that univocity and participation are at odds with one another. Speaking of Scotus specifically, Richard Cross helpfully notes in Duns Scotus on God that "[i]t is not that Scotus is not happy with the language of participation; it is simply that he -- like Aristotle -- does not regard it as anything other than an ambiguous way of talking about relationships that can more perspicuously be talked about in other ways."

What we instead need to identify is the problem with Ockham's metaphysical account, which both excludes participation and contradicts the dogmatic facts. Aspray reaches the right conclusion for the wrong reasons when she says "By contrast, when 'being' is seen as neutral and univocal, and human beings no longer participate in the Divine qua being, their causal relationship to the latter changes. God and human beings, when possessing being univocally, can share in an action in such a manner as to divide its portions. God’s share in an action performed by a human person can be to concur to it, hence the new concept of framing Divine and human causality in terms of concursus. Or, alternatively, if God’s and the human person’s intentions do not coincide, their respective actions can interfere or compete with each other." This conflict results in the consequences to which Bouyer and Gregory each point, and Aspray aptly summarizes them as follows: "Human actions can be seen as taking something away from what is rightfully God’s in a kind of zero-sum game. In consequence, Bouyer argues, both the Reformers and their Catholic counterparts were often trapped in false dilemmas: 'either a grace that saves us … without affecting us, or a grace that saves us with our independent collaboration, so that, properly speaking, it is we who have to save ourselves'; 'either a God who is all while man and the world are literally nothing, or a man and a world having real powers and value, though limited, and a God who is no more than the first in a series.'"

The problem is that the eradication of nature and the category of relation as metaphysical explanations has left Ockham with no explanatory paradigm outside of the divine will, which I will call super-voluntarism. Bereft of the divine ideas and the Good as explanatory tools, Ockham is left with essentially one distinction in the divine power: the distinction between potential Dei absoluta and potentia Dei ordinata. Massimiliano Di Cristo explains that "[i]n Scotus, the division of power operates, as it would later for Ockham, so deeply that it can indeed be used as one of the basic structures of his system of thought. Scotus also had quite profound influence in relation to Ockham’s metaphysics. Indeed, similar to Scotus, Ockham regarded God’s act of creation first of all as the law of ordered nature in a sense that has to be understood as not necessary inasmuch as it responds to the divine will that is intimately free."

Joseph M. Incandela's dissertation "Aquinas's Lost Legacy: God's Practical Knowledge and Situated Human Freedom" provides a comprehensive survey of how this use of the divine will as an explanation leads to what Aspray calls the "zero-sum game." Unlike many commentators, Incandela specifically traces the metaphysical difficulty to Scotus's conclusion that "there is no practical knowledge in God," which effectively precluded a key explanatory distinction in the intellect in relations to God's creative will and produced what has proved to be an irreconcilable conflict between divine omniscience and creaturely freedom. Incandela attributes this innovation on the divine will to a concern exemplified in the Condemnation of 1277 that Aristotelianism would lead to pagan-style cosmic necessitarianism and fatalism, but this unfortunately had the result of throwing into question an extensive legacy of Christian metaphysics concerning the divine will and intellect, including Aquinas's own explanation as to how practical knowledge presented options to the will without determining the will's judgment. 

Perhaps the most dangerous lacuna created by this voluntarism is in the doctrine of evil as a metaphysical privation based on the divine ideas of nature, which was universally held in Eastern and Western Fathers such as St. Augustine and St. Athanasius, and which was specifically applied to divine omnipotence by St. Peter Damian when he introduced the concepts of potentia Dei absoluta and potentia Dei ordinata. Incandela (pp. 132-33) points out that Scotus is already running into conflicts between his own view of the divine power and divine permission of evil in Ordinatio I, d. 47 ("God offers to his will that this man would sin or is sinning. At first, his will does not have a volition about this man (for God is not able to will him to sin). Second, God is able to understand his will not willing this, and then he is able to will his will 'not to will this,' and thus he is said to allow and permit voluntarily."). Scotus attributes the defect to the human will in Ordinatio II, d. 37, p. 2, but it is by no means clear how this explanation can be reconciled to his views on the divine will. There are certainly signs here that Scotus's understanding of the divine will is problematic, but Scotus is not entirely consistent in his use of the concept in the first place, and we cannot necessarily speculate on how he would have resolved conflicts that he didn't confront.

Scotus also likely augurs badly for metaphysical participation even before Ockham's nominalism eradicates its metaphysical basis. This stems from Scotus's view that the object of faith and the other theological virtues is not intrinsically supernatural, owing to univocity and the capability of the intellect to have faith. This problem is summarized very quickly by Thomist Matthew Minerd's at 41:30-43:15 in this interview. The analysis parallels a criticism in Matthew Levering's Participatory Biblical Exegesis, which points out a lack of "participated-in perfections" in Scotus's idea of Christian faith. But as Dr. Minerd points out, Scotus thereby creates a problem both for the Western and the Eastern accounts of grace, which both see grace as metaphysical participation in the divine. (Lucian Turcescu's Gregory of Nyssa and the Grasp of Faith provides an example of how faith operates in Eastern theology.) Similarly problematic is Scotus's statement that "I say that God of his absolute power could well accept a nature able to be blessed ... existing in purely natural means; and similarly, he could accept as meritorious an act to which there would be a purely natural inclination" (Ordinatio I, d. 17), which seems to exclude the need for metaphysical participation in the divine. However, Scotus's predecessor St. Bonaventure had also based the need for divine satisfaction and the work of Christ in the divine will and predestination while still maintaining a participatory account, which suggests that there are other metaphysical considerations that can balance Scotus's voluntarism. Stephen Edmonson in Calvin's Christology compares Bonaventure and Calvin concerning the role of the God-man as Mediator, and that comparison is helpful in understanding how Bonaventure's view fit into a different metaphysical context.

Thus, the truth to the Scotus Story appears to be less about Ockham following Scotus and more about Ockham's denial of real natures leaving him unable to avoid these potential pitfalls in Scotus's thought. By removing universals from Scotus's metaphysics, Ockham's super-voluntarism is unconstrained by his predecessors' metaphysical restraints. Once he has reduced the idea of nature to a creation of the mind, Ockham is left with no metaphysical tool but raw divine power, which shows itself most explicitly in his divine command theory. This meant that the only stability and coherence given to creation was the fact that God had ordained it in an act of will, so that it was governed by His potentia Dei ordinata. That this metaphysical theory is inadequate for Christianity is evidenced by Ockham's inability to give a satisfactory account of dogmatic facts like the Trinitarian relations or the Incarnation, which explicitly hinge on the concepts of nature and person. While Ockham's attempt at Christian theology may be an impressive and audacious metaphysical theory, it is a failed Christian theory, which motivated Bouyer's disdain for it.

Ockham's failure is not even limited to problems stemming from Scotist metaphysics; his own nominalism is just as significant. Paul Thom's The Logic of the Trinity traces the use of philosophical and logical concepts in the context of the Trinity from Augustine to Ockham, and it points to a critical break in metaphysics with the Western tradition. Specifically, Ockham rejected relations as a category, limiting himself to substance and quality (p. 164), which was an absolute repudiation of Augustine's metaphysical doctrine of the Trinity. Thom notes the problem (and, incredibly, this is an understatement): "The impact that Ockham's account of relatives would have if incorporated into the theory of the Trinity is drastic." Thom points out that Ockham "found a way of avoiding these unacceptable positions," but that way was by following the problematic dynamic we have already identified in the divine power being its own explanation. Ockham eradicates both the Thomist (subsistent relations) and Scotist (formal distinction) accounts for relational distinction in the Trinity (pp. 173-75), expressly applying his razor to the formal distinction between divine attributes. In the end, "[Ockham's] view is that there is but one divine attribute and it is the divine essence." While Thom is charitable concerning Ockham, pointing out that he always backed away where he perceived himself to conflict with Catholic doctrine, Ockham's peculiar view on the independence of theology and philosophy removed the safeguards of the dogmatic facts (including the Trinity itself) against his philosophical theories.

I do not say that Ockham intended to break from Augustine, whose authority he clearly acknowledged. More likely, the condemnations of Aristotle in 1277 left both Ockham and Scotus free to criticize Aristotelian philosophy as they felt necessary to do in the metaphysical area. But Scotus maintained the essential features of Trinitarian dogma, and Ockham did not. Analyzing the potentia Dei in the terms that he did was the end of Ockham's ability to consistently proclaim that Jesus was God.

IV. Ockham and al-Ghazali

Ockham's repudiation of Aquinas and Scotus and his separation of theology and philosophy bear a startling resemblance to al-Ghazali's rebuke against Avicenna in Islamic philosophy, and I do not believe that this is a coincidence. It is unquestionable that Avicenna was a direct influence on both Aquinas and Scotus; I've even seen it claimed (with varying levels of seriousness) that St. Thomas got his best ideas from Avicenna. There is certainly a good argument for St. Thomas having been inspired by Avicenna in his concept of the analogia entis and perhaps even the essence-existence distinction, although I have been convinced by Stephen Brock and Ralph McInerny that the latter was anticipated by Boethius. The reception of Avicenna is a specific example of how the dogmatic facts of Christianity informed the use of philosophy by Christian theologians. And there is a simple reason for why Avicenna was influential, which is that Aristotle was not concerned with the metaphysical origin of the universe or with divine will in creation. Christian theologians using Aristotle were reliant on people like Avicenna and Plotinus who had thought about those specific metaphysical issues in the context of Aristotelian philosophy.

As one example, Muhammad Legenhausen compares Avicenna and Aquinas is his article "Ibn Sina’s Arguments Against God’s Being a Substance" in Substance and Attribute: Western and Islamic Traditions in Dialogue. This is a particularly interesting point of comparison because the use of substantia for the divine essence is one of the oldest applications in Western Christian metaphysics, dating back to Tertullian and explained in Aristotelian terms by St. Augustine. Dr. Legenhausen confesses some perplexity about why Aquinas refuses to follow Avicenna in saying that God is not a substance, although Legenhausen does recognize that Aquinas's view must stem from the Christian usage of the term even though Aquinas himself recognizes that there is metaphysical baggage that St. Jerome called "poison." What Legenhausen has missed (or at least has not mentioned) is the modification of the category of substance by St. Augustine, which Thom outlines at length and tracks through centuries of application by the later theologians. Thus, Aquinas is faithfully following the Christian metaphysics of his predecessors as an alternative to Avicenna's conclusions.

It is not different for Scotus. Cross acknowledges Scotus's debt to Avicenna's philosophy in Duns Scotus on God, and it is difficult to image Scotus's philosophy of individuation and univocity without acknowledging some debt to Avicenna (even though Avicenna himself had an analogical concept of being). But as with Aquinas, the influence of Augustine in Scotus' Aristotelianism was palpable, particularly in the area of Trinitarian relations, a subject that Cross covers in depth. And again, once can follow that development from Augustine through Scotus in Thom's treatment. The example of Scotus again shows that Augustine's metaphysical category of relation, essential to his theology of the Trinity, conditioned the Christian reception of Aristotelian philosophy.

Without those Trinitarian safeguards from St. Augustine in place, Ockham's metaphysics was not consistently Trinitarian, which left his Aristotelian metaphysics essentially identical to that of Islamic monotheism. Having a univocal concept of being and no real metaphysics of relation or participation while denying Avicenna's version of the analogia entis, Ockham was left in exactly the same philosophical position as al-Ghazali's criticism of Avicenna in The Incoherence of the Philosophers. The comparison between Ockham and al-Ghazali is not original to me; it has been noted in comparative religious studies for longer than I have been alive. I only note the parallel in that Ockham followed the criticism of Aristotelianism to the point of contradicting even Augustine's Christian metaphysics, which effectively left Ockham with no grounding in the Christian tradition. 

Ockham's similarity with al-Ghazali is apparent in his sharp separation of philosophy and theology, putting theology above reason in the cases of seemingly contradictory beliefs like the Trinity and relying on the divine will and freedom as the sole basis for metaphysical explanations. With respect to that similarity, there is a fascinating recent dialogue in the Muslim community that follows the same lines as TUR in blaming societal decline on the fall of metaphysics. Hamza Yusuf attributes this societal decline to Ockham's influence in much the same way that TUR does, citing in particular the rejection of Averroes's reclamation of Islam's philosophical heritage. The response by Abdurrahman Mihirig is a must-read in my view, because it argues that al-Ghazali and Ash'arism, not Ockham, is the reason for the rejection of Averroes and Aristotelian metaphysics. Mihirig asserts that Yusuf's critique is based on "a quasi-Thomist assessment on the emergence of modernity, which holds that it was ultimately caused by the introduction of nominalism by the likes of William of Ockham." He notes that "The Catholics, who saw their Aristotelian-Thomist worldview obliterated, laid the blame on philosophical nominalism and especially William of Ockham." But following Ockham's own standard of parsimony, there is an even simpler explanation for the connection here: both Muslims and Christians suffered the effects of the same anti-Aristotelian critique, as made by al-Ghazali in Islamic philosophy and Ockham in Western philosophy.

It is fair to say Ockham's interpretation of the potentia Dei absoluta and the potentia Dei ordinata was a key feature of the via moderna in the absence of the metaphysics found in the via antiqua. Yet another parallel can be seen with Islamic philosophy in the distinction. Ockham's distinction corresponds to God's "decretive will," which is his secret and inscrutable will with respect to creation, as distinguished from his "prescriptive will," which gives his commands to creation. The identical distinction is found in Islam between Allah's generative will (irada takwini) by which Allah creates and the legislative will (irada tashri’i) by which Allah commands. Notably, there are the same debates over predestinarianism in Islam, which are the sorts of "false dilemmas" and "zero-sum games" associated with Ockham's nominalism. The chapter on al-Ghazali in David Burrell's Faith and Freedom: An Interfaith Perspective provides an intriguing contrast with Aquinas's "situated freedom" as differentiated from Ockham's background in Scotus on this point. 

V. The Via Moderna to Protestantism

Incandela (p. 152) observes that "Ockham performed a valuable service in cutting through the haze of Scotistic subtleties to reveal the issue for what it had become: a clash between the wills of God and man," the zero-sum game that Bouyer first identified. In the context of that competitive struggle between God and man, it is easy to see why Augustine's anti-Pelagian polemics would immediately become relevant. Yet Ockham lacked without any of the metaphysical tools that Augustine deployed, including the view of evil (including reprobation) as a privation.  Ockham's account of the divine will completely dominated this new discussion on Pelagianism. 

Incandela recounts Ockham's position with regard to Pelagianism that God could make a voluntary decision (potentia Dei ordinata) to make natural action meritorious, even though it had no intrinsic merit contra Pelagius. The Dominican Robert Holcot, a follower of Ockham, then used the category of "covenant" to say that God had bound himself to reward the free acts of creatures. Incandela concurs with Heiko Oberman that these views are technically Semi-Pelagian in terms of the creature's original initiative rather than fully Pelagian, but one can immediately see why they would be viewed as denials of the Augustinian doctrine of grace. Thomas Bradwardine, still firmly in the context of the Ockhamist dichotomy between divine and creaturely will, responded with his own anti-Pelagian texts. This was the genesis of the schola Augustiniana moderna, which had applied Ockham's razor to excise key elements of Augustine's metaphysics. Gregory of Rimini, who was himself a nominalist, then brought the same ideas to the University of Paris, which made them extraordinarily influential for later generations. It is worth noting, as Muller does in Christ and the Decree, that neither Bradwardine nor Gregory of Rimini were Scotists; their voluntarism came from Ockham directly. Opposed to the modern Augustinian school was the more scholastic via moderna exemplified by Gabriel Biel and Pierre D'Ailly. 

The theological problem was exacerbated by its intersection with medieval politics. This was likely because medieval canonists had appealed to the ideas of divine power in their understanding of papal power, turning a speculative theological issue into a real and pressing controversy of papal and political authority. That served as the crucible for deploying nominalism and its concept of potentia Dei in societal issues. Di Cristo's article cited above covers Pope John XXII's struggle with Ockham well, but that is the tip of a scholarly iceberg including works by Brian Tierney and Francis Oakley particularly. I commend Pope John XXII and His Franciscan Cardinal by Patrick Nold for a thorough examination of the subject, But regardless of the substance of that controversy, the influence of the via moderna exploded almost immediately because of it. This raised the stakes in the theological debate within nominalism considerably.

That this was the milieu for Protestantism is difficult to dispute; everyone one of the characteristic Five Solae came from this Ockham's metaphysics. Matthew Barrett's analysis of Luther's dispute with Biel gives an example of how the nature-grace distinction played out, and it is apparent that this was within the context of one of Bouyer's "false dilemmas," pitting Luther's Augustinian nominalism versus Biel's scholastic nominalism. Sola gratia emerged from those conflicts over Pelagianism. Sola Scriptura was likewise from the nominalist primacy of revelation, with Ockham following Scotus's non-traditional position that the object of faith did not need itself to be supernatural. Imputed justification (sola fide) was a purely nominalist metaphysical concept with the legal category stripped from the underlying metaphysical basis in participation in the divine nature. The consequences of that metaphysical move were solus Christus, which denied the participatory metaphysics of the Sacraments, and soli Dei gloria. The latter excluded veneration of the Saints, one of the dogmatic facts that follows from the worship of the Person of Jesus Christ as God, as a result of the zero-sum interaction between God's action and that of the Saints. This zero-sum account plays particularly into Calvin's iconoclasm and his definition of idolatry. All of it comes from Ockham's nominalism, exactly as TUR and Bouyer said.

This is not to say that the time period was entirely devoid of continuity with the Christian tradition. Suarez was the last great schoolman, even if his metaphysics was somewhat nominalistic, and St. Robert Bellarmine and St. Francis de Sales were faithful exponents of the Catholic tradition in the Counter-Reformation. But even Catholics were drawn into the nominalist re-rereading of the tradition, as the struggle between Molina and Bañez on grace and predestination revealed. It is telling that both Thomism and Scotism survived those clashes to be vibrant as Christian metaphysics in the present day. By contrast, Molinism continues to be debated only within the same "clash of wills between God and man" that Incandela identified, and the nominalist metaphysics has only survived by its effects, not having any real school that claims it.

VI. Calvin's Quixotic Quest for Revival

If the schola Augustiniana moderna was a failed attempt to revive Augustine as a nominalist, Calvin's project could be seen as the same for the Gospel as a whole. This project was doomed from the beginning; divine sovereignty was never metaphysically thick enough to carry the explanatory weight that Ockham was trying to pile on it. And when it broke under the strain, there was no question that the theology would fall into Christian heresy. For that reason, Calvin is the perfect case study for why the nominalist reinterpretation of the Christian tradition cannot be consistently Christian.

In this respect, I would distinguish Calvin's anti-Nicene theology from Lutheran theology, which was similar to Ockham in the desire for fidelity to Catholic dogma despite an inherently problematic metaphysical paradigm. Where both Ockham and Luther would often balk at drawing heterodox conclusions and defend the orthodoxy of doctrines like the Real Presence in the Eucharist, Calvin lacked this fundamental restraint. Thus, although Ockham and Luther may have been inconsistent with the dogma, they were trying to remain in continuity rather than to reform it by disagreement. By contrast, Calvin attempts to reconstruct the missing pieces of Trinitarian relations and participation in a nominalist paradigm that ends up significantly contradicting the Nicene faith.

In examining Calvin's theory, we have the benefit today of a wealth of scholarship on the metaphysical basis of Calvin's thought. Calvin's own disdain for speculation and scholasticism and his reverence for Scriptural authority had unfortunately contributed to the neglect of studies in Reformed scholasticism generally and a tendency to set "Calvin vs. Calvinists," but this has thankfully been remedied more recently. Richard Muller in particular deserves credit for his magisterial work Christ and the Decree, and his more recent book Divine Will and Human Choice, which together provide a cogent unification of multiple metaphysical themes in Calvin's thought. (I find Muller's criticism of Antoine Vos's Scotist "metanarrative" persuasive; I would add that Vos's "master problem" for Western theology is actually one of the false dilemmas created by nominalism.) Paul Helm has likewise taken on the philosophical analysis of Calvin's work; his book John Calvin's Ideas collects his work accessibly. I have found Stephen Edmonson's book Calvin's Christology similarly helpful for surveying Calvin's approach. On the specific subject of union with Christ and participation, I would make a number of recommendations: Dennis E. Tamburello, Union with Christ: John Calvin and the Mysticism of St. Bernard; Robert Letham, Union with Christ in Scripture, History, and Theology; Michael Horton's Zondervan Digital Short titled Union with Christ; Julie Canlis, Calvin's Ladder: A Spiritual Theology of Ascent and Ascension (which includes interaction with Calvin, Participation, and the Gift by Todd Billings); Mark A. Garcia, Life in Christ: Union with Christ and Twofold Grace in Calvin's Theology; and Charles Raith II, Aquinas & Calvin on Romans: God's Justification and Our Participation. (I've used bolding to add my own emphasis where I quote them below.)

All of these commentators provide excellent summaries of Calvin's theology on the relevant points. Yet none of them have any defense against the charge that Calvin's metaphysics of the divine will is nominalist, and not a single one of them defends Calvin on the pro-Nicene principle of numerical unity of the divine will and divine essence. This is likely because there is no coherent defense to be given. To be fair, the critique to which they are responding is the Neo-Thomist critique that basically blamed Scotus for everything that came after, which incidentally included Calvinism. To rebut such "grand narrative" style accounts, whether anti-Calvinist (Bouyer, Gregory, Incandela) or pro-Calvinist (Vos), it is only necessary to point out that Calvin was more Thomist than Scotist on issues like predestination or secondary causation, a task that Muller and Raith in particular have performed quite ably. Raith (p. 12) says it as follows: "One must not approach Calvin's theology through the a priori lens of Platonism or Scotism or Thomism and then read Calvin through that particular lens. Rather, one must engage Calvin's theology and only then discern points of contact that exist between different strains of thought." But none of them actually respond to Calvin's metaphysical use of divine will, a definite point of contact with Ockham. Even if we move from what Raith calls "any simple trajectory that too easily links Calvin's thought with Scotus's," Calvin's theology cannot be coherently reconciled with Nicaea any more than Ockham's could.

VII. Calvin on the Trinitarian relations

In particular, without the metaphysical category of relation as an explanatory category, Calvin must recast the inner-Trinitarian relations as intersubjective relations of will, which violates the pro-Nicene principle of unity in will. This directly follows Ockham's eradication of the inner-Trinitarian relations of the Persons as the real metaphysical category underlying the distinction between the Persons, leaving Ockham with the divine will (identified with the divine essence) as the only explanatory principle. Rather than the orthodox Nicene position that the unity of the Persons is constituted by the monarchy of the Father, from whom the Son is begotten and the Spirit proceeds, Calvin sees the unity instead in terms of the alignment of will between them, taking the metaphorical Old Testament image of the "divine council" quite literally.

This is evident from Calvin's doctrine of predestination, which Muller calls Calvin's "keystone of a doctrinal arch" in Christ and the Decree and for which Muller offers the following passages as the "central definition":

We call predestination God's eternal decree (aeternum Dei decretum), by which he compacted with himself what he willed to become of each man. For all are not created in equal condition, rather, eternal life is foreordained for some, eternal damnation for others. Therefore, as any man has been created to one or the other of these ends, we speak of him as predestined to life or to death. [Inst., III.xxi.5]

As Scripture, then, clearly shows, we say that God once established by his eternal and unchangeable counsel (immutable consilio) those whom he had determined once for all to receive into salvation, and those whom, on the other hand, he would devote to destruction. We assert that, with respect to the elect, this counsel was founded upon his freely given mercy, without regard to human worth; but by his just and irreprehensible but incomprehensible judgment he has barred the food of life to those whom he has given over to damnation. Now among the elect we regard the call as a testimony of election. Then we hold justification another sign of its manifestation, until they come into the glory in which the fulfillment of election lies. But as the Lord seals his elect by call and justification, so, by shutting off the reprobate from knowledge of his name or from the sanctification of his Spirit, he, as it were, reveals by these marks what sort of judgment awaits them. [Inst., III.xxi.7]

Horton describes this "compacting with Himself" as "[t]he intratrinitarian covenant of redemption made in eternity" that "realizes itself through the mutual working of the Father, the Son, and the Spirit." He cites Bavinck's statement in Reformed Dogmatics that "Here the basis of all covenants was found in the eternal counsel of God in a covenant between the very persons of the Trinity, the pactum salutis (counsel of salvation)." Girolamo Zanchi even has an entire theological treatise titled On the Triune Elohim that would be one of the most amazing collections of orthodoxy Christian belief but for taking the divine council in a tritheistic sense ("How could those to whom he spoke hear and collaborate each in their own way to make man in their own likeness unless they were substances subsisting through themselves and understanding?"). In short, this notion of the eternal decree as a compact among the Persons of the Trinity is not an idle metaphor; it a core concept of Calvinist theology.

But the idea of God "compacting with Himself" is also a clear warning; it is metaphysically absurd for the Trinity to make an intra-Trinitarian compact when they have a numerically identical will. The only distinctions in the Trinity are relations of origin, and their unity is constituted in having the same divine essence and the same divine will, demonstrated by the performance of characteristically divine activities. The divine power is numerically one just as the divine essence is numerically one; it is not corcordance of will but identity of will. The idea of the Persons "coming to agreement" in concordant fashion is simply not Trinitarian; it is tritheist. Calvin's account thus has the Person concreted by mode of activity rather than mode of existence. That we should see anthropomorphic and polytheistic expressions of a "divine council" in the Old Testament is not unusual, since it would be the idiom of the surrounding culture, but it clearly violates Nicene monotheism to take these references as anything other than a metaphor for consubstantiality. We can also note in passing Calvin's localization of divine transcendence in the secret decretive will ("the just and irreprehensible but incomprehensible judgment"), likewise characteristic of the super-voluntarist attempt to explain everything directly by the divine will.

I should say at this point that not every intersubjective account of the Trinity must be anti-Nicene. There are Nicene "social Trinitarian" models, such as the speculative theology of John Zizoulas, that use the metaphysical relations of origin and their eternal activities (perichoresis) as the basis of the intersubjective account. But these accounts do not equate the Persons with their agency and voluntary fellowship (operations of will), referring instead to the consubstantial activities of indwelling and interpenetration resulting from identity of nature. It is Calvin's denial of nature as the metaphysical basis of unity among the Persons and placement of that unity instead in the concord of the will among individual agents that makes the orthodox path inaccessible. Calvin must replace the unity of nature with something else: koinonia in the sense of voluntary and intimate fellowship. And that defective concept, at the root of Calvin's most fundamental doctrine, is not confined to the eternal decree; it extends to the doctrine of the Trinity itself.

This anti-Nicene notion of intersubjective fellowship stems directly from Calvin's concept of persona, which Edmondson summarizes as follows:

To grasp Calvin's understanding of Christ's person, we must first explore his understanding of the word persona, for we will find that Calvin typically uses the word not only in a manner unrelated to the psychological coloring with which we might shade it today, but also in a manner differently related to the medieval theological use of the term in its concern for metaphysical definition. Boethius' definition of persona as "an individual substance of a rational nature" orients the sense of this term around a concern for that substantial self. We when speak of personae under this construal of the term, we are concerned with their essence, abstracted from and preliminary to our understanding of their engagement with the world. But, in the classical Latin to which Calvin was committed, persona designated principally one's role or character in a play or office within the fabric of society -- not the role, character, or office that one simply filled, but that which one was, for one's role, character, or office defined one's significance within the outworking of the greater whole. Persona in this classical sense was focused primarily on one's activity within the surrounding economy, and then, only secondarily, on one's status as a substantial self or personage who fills this role.

This concept of "role" carries down to the ad extra acts of the Trinity, which in the Nicene unity of will are strictly one. Julie Canlis observes the unity of operation but misstates its origin when she says "the West tended to follow Augustine's opera trinitas ad extra indivisa sunt" as contrasted with what she views as Irenaeus's "economic trinitarianism." On the contrary, it is clear in the scholarship that the pro-Nicene concept of unity of operation was universal in both East and West. She notes Calvin's disagreement by saying that "Calvin did not deny Augustine's maxim (I.13.25), but it is not adequate to describe Calvin's Trinitarian [sic] theology either." She is correct in that Calvin has substituted concordance of wills for numerical identity of will, but she fails to identify it as anti-Nicene. Horton  similarly states the personal plurality of roles when he notes "the recurring motif that every external work of the Trinity is done by the Father in the Son through the effective power of the Holy Spirit. It is the Spirit who brings us into union with Christ even as this same Spirit brought the Son into union with us through the Incarnation." Again, interpreted in terms of roles in the actions as opposed to appropriations, this would violate the pro-Nicene unity of the divine will. 

This distinction also shows up in Reformed scholastics. Muller cites from Polanus in Christ and the Decree (p. 149-50). Polanus said that the Persons can engage in ad extra personal acts by "opera certo modo personalia, which, as works terminating upon created things, involve the whole Godhead and have as their principle and cause the common power of the divine persons but have as the terminus of operation (terminus operationis) one of the divine persons by reason of the internal economy of the Godhead. These latter acts such as the voice of the Father at the baptism of Jesus or the incarnation, mediation and atoning work of the Son, or the sanctifying work of the Spirit: considered inchoative, these are the common work of God; considered terminative, they are the work of individual persons." This can be given an orthodox sense according to appropriations and the relation in which creatures are placed to a particular Person, as Vidu explains in The Same God Who Works All Things. But it can only distinguish the work as relating to, not the work in itself.  This distinction is helpfully illustrated by Vidu's response to Oliver Crisp's argument that the Incarnation must necessarily imply a distinction in action by the Son, implicitly making Polanus's argument here, which Vidu successfully shows is not consistent with Nicene identity of the will.

[Excursus on John Owen

I have some across a couple of additional works making reference to John Owen's approach to appropriation of roles, which is essentially the same as Polanus's. In particular, Matthew Barrett's Simply Trinity and Jake Rainwater's "An Appropriate Pact" in Credo magazine talk about appropriation within the Trinitarian acts. But appropriation is only permissible in how creatures think about the Trinity, not with respect to the acts themselves. Incidentally, Vidu makes this same mistake in his concept of terminus2, which I should have pointed out previously, but it does not detract from his analysis of what he calls terminus1 (i.e., terminating on a Person as object rather than subject).

I have reviewed their sources in the tradition on this point, and it is clear what the reason for the mistake is. Vidu cites Bruce Marshall in Trinity and Truth, who in turn appeals to St. Thomas's doctrine of appropriations (ST III, p. 32, a. 1, RO 1) to speak of an "immediate agent (the one whose role terminates the action)." Since St. Thomas's doctrine of appropriation is solely a question of how creatures think about divine actions, this is unsustainable, and there is no real explanation for why Marshall or Vidu thinks otherwise. Barrett has a much more interesting citation from St. Basil the Great's On the Holy Spirit, where Basil calls the Father the "original cause," the Son the "creative cause," and the Spirit the "perfecting cause." While this could be reconciled with later thinking, it seems more likely that this stems from "a certain Origenistic inheritance, by which the action of the Spirit in creation is limited exclusive to rational creatures" (Giulio Maspero, Trinity and Truth, p. 187, citing A. Meredith, "The Pneumatology of the Cappadocia Fathers and the Creed of Constantinople"). As Maspero recounts, that error was rectified by Basil's brother Gregory of Nyssa, and it appears that Barrett has simply followed Basil's earlier mistake.]

The replacement of consubstantial relations with intersubjective communion is equally problematic for the ad intra acts, the Trinitarian processions. Where orthodox theology holds that these are eternal relations of origin (communication of essence) between Father, Son, and Holy Spirit, Calvin construes perichoresis in terms of interpersonal communion, which leaves him with no real metaphysical tools to account for personal origin and consubstantiality simultaneously. He ends up concluding that the Father begets the Son according to person but not essence and that this activity is not ongoing but completed. Paul Helm covers Calvin's struggles with these doctrines on pp. 53-57 of John Calvin's Ideas, but even he ends up perplexed as to what Calvin is trying to do. It turns out that Helm has said more than he knows when he cites a relevant observation by Gerald Bray in the Doctrine of God (p. 203): "Here it is a little surprising that Gerald Bray holds that since according to Calvin each person of the Trinity is autotheos, this ensures that the relations between them must must be voluntary, since no one person can claim the authority to impose his will on the others." Yet this is, of course, the problem; he has constituted the unity of the Trinity by voluntary fellowship among the Persons, so the consubstantial relations between them are inexplicable. Again, Calvin's Ockhamist metaphysics has put him at odds with Nicene orthodoxy.

Canlis documents Calvin's anti-Nicene concept of inner-Trinitarian relations in great detail. Canlis aptly describes the link between the work in the economy and the divine Trinity in Calvin's work as follows: "it is a robust theology of the communion, cooperation, and interrelationship between Father, Son, and Holy Spirit for the salvation and sanctification of humanity." That description is completely accurate, in that Calvin takes his economic tritheism into his immanent description of the Trinity. And Canlis likewise describes the result: "a crucial reorientation away from the standard reading of Augustine on the Trinity and thus away from some of the traditional 'Latin' emphases that had marked Western theology for centuries." And while she recognizes that the de Regnon thesis of the Latin essential Trinity versus Eastern personalist Trinity has been discredited, she appears to be oblivious to the fact that it was discredited in a significant way by the recognition of the pro-Nicene principle (unity of operation to unity of essence), exactly the same principle that Calvin rejects in this account.

Canlis approvingly cites Gerald Bray's statement in The Doctrine of God that "Calvin held to a doctrine which said that the three persons were coequal in their divinity and united with each other, not by sharing an impersonal essence, but by their mutual fellowship and co-inherence -- the Cappadocian doctrine of perichoresis in God, applied at the level of person, not essence." There could really be no better summary of Calvin's tritheism and his rejection of Nicene doctrine by putting unity at the level of personal fellowship. This Canlis contrasts with what she calls "Augustinian Trinitarianism, which renders the three members of the Godhead functionally indistinguishable," although what she is criticizing is really nothing but the pro-Nicene doctrine of numerically one divine will. Calvin's tritheist account similarly affirms distinct (as opposed to appropriated) acts of the Persons in salvation; "Calvin pioneered a Trinitarian [sic] model based on the mutuality of the work of the Son and Spirit." Canlis correctly observes that "[t]his is a significant departure from medieval ontology," but fails to see that Calvin's innovation is actually based on medieval ontology (Ockham's) and that the departure is of this medieval ontology from the Nicene doctrine of the Trinity.

Finally Canlis summarizes how Calvin's entire theology is rewritten on the basis of tritheism, and I cannot improve upon her accuracy here:

To summarize, we see two significant innovations in Calvin's doctrine of the Spirit. First, he has shifted the primary bond between the human Jesus and the Father from divine substance to the divine person of the Spirit. This opens up a new realm for the Spirit's operation in the life of Jesus, where the Spirit has its own particular mission from the Father in conceiving, anointing, and empowering Jesus' mission. In effect, Calvin's approach here redeems us from confused readings of Chalcedon: rather than two naked natures coexisting without mingling, Calvin treats the whole person of Christ, who, by the Spirit, is kept truly human and truly divine. The Holy Spirit represents a new way of being in relationship -- the joining of two unlikes in a relationship of particularity and yet union. Second, and as a result, Calvin is enabled to shift the bond between God and humanity from a more Platonic view (based on an ontological similarity between divine and human) to the person of the Holy Spirit. Once again, an abstract "similarity" or "point of contact" is subverted for a person, anchoring human participation only in God himself, beginning with the self-gift of God to us in the person of the Spirit.

We must now be critical of the idea that Calvin received this teaching from Scripture. The Bible affirms that the Trinity is One God, which should require identity of divine will. The Nicene doctrine of homoousios is nothing but a restatement that God is One, which is then used to interpret anthropomorphic references in the Bible and other Biblical language, including references to the distinct acts of the Persons, in a way that preserves this unity. That interpretation is not reading Scripture in terms of philosophy, but rather allowing Scripture to interpret Scripture so that it can be reconciled as a whole. By accepting Ockham's philosophical explanation of persons in terms of operations of will and making divine unity into voluntary fellowship, Calvin has put his philosophical notion of persona in apparent conflict with with the Scriptural teaching that God is One. This leads to a divided, anthropomorphic picture of God "compacting with Himself" in a literal divine council, a philosophical error that the Scriptural teaching that God is One could have prevented. Calvin's understanding of divine sovereignty is similarly anthropomorphic, as shown by his account of the eternal decree and the ad extra acts, which fits into the nominalist "zero-sum" game between divine and human wills. This does not seem to be letting Scripture determine his idea of divine sovereignty but rather reading an early modern understanding of personhood into Scripture.

Needless to say, this anti-Nicene position leads to problems with all of the later councils. Canlis's assertion that other readings of Chalcedon are "confused" actually reinforces that Calvin's reading is anti-Nicene. His anti-Nicene notion of persona ends up being applied to both the Son and the Spirit.

VIII. The Person of the Mediator

No Calvinist doctrine more clearly opposes Nicene orthodoxy than his view of Christ as Mediator. The orthodox account of Christ as Mediator is strictly based on the categories of person and nature: the Word of God assumed anhypostatic human nature into His Person to become Incarnate, and it is in exactly and only this sense that "there is one God, and there is one mediator between God and men, the man Christ Jesus" (1 Tim. 2:5). That is, the Person of the eternal and unchanging Word of God and the Person of Jesus Christ are absolutely identical in every respect without any distinction whatsoever.

St. Augustine gives the orthodox summary in On the Predestination of the Saints:

But there is no more illustrious instance of predestination than Jesus Himself, concerning which also I have already argued in the former treatise; and in the end of this I have chosen to insist upon it. There is no more eminent instance, I say, of predestination than the Mediator Himself. If any believer wishes thoroughly to understand this doctrine, let him consider Him, and in Him he will find himself also. The believer, I say; who in Him believes and confesses the true human nature that is our own, however singularly elevated by assumption by God the Word into the only Son of God, so that He who assumed, and what He assumed, should be "one person in Trinity."

Muller (Christ and the Decree, p. 36) criticizes the orthodox view as follows: "The man Jesus or, more precisely, his human nature was predestined to be the Son of God in incarnation. According to this formulation it is not the person of the mediator that is predestined but only the abstraction of the human nature which has no substance independent of the person." Muller's description of "abstraction" is simply a denial of enhypostasis; the anhypostatic human nature is absolutely real and concrete when enhypostasized in the Word of God. But Muller's comment is telling in terms of just how different the Calvinist understanding of persona is from Augustine's. Until concreted by activity, the person is not even real, merely an "abstraction." This concept of "role" defining the Person is shown clearly in that the Word of God is taking in His divinity a role appointed to Him by the divine council.

Calvin thus deploys his anti-Nicene concept of persona as activity to correct St. Augustine (Muller pp. 37 et seq.): "Calvin attempts to move beyond this doctrine to a conception involving the whole person of Christ, the concrete, historical mediatoris persona.... Calvin must depart from a doctrine which examines the predestination of an abstract humanity which does not exist apart from the person of Christ.... Since Christ is mediator, according to both natures, the election of his humanity correlates with the designation or self-designation of his divinity for the work of redemption. This correlation appears in the broader context of Calvin's Christology where the kenosis is considered as part of the status humiliationis and the status humiliationis is applied to the divine as well as the human nature." Muller describes the doctrine of Polanus as follows: "the subordination of Christ as mediator and as elect man stands as the foundation of the work of salvation." Edmondson similarly notes that Calvin speaks of Christ the person as serving in the role of mediator: "Christ's statement that he teaches what he has received from the Father should be understood in relation to his subordinate role as the Mediator, and not as he is the eternal Son and Wisdom of God, coequal with the Father."

Calvin's heterodoxy on this point was raised by the Lutheran Francesco Stancaro in a controversy that is summarized in Chapter I of Edmondson's Calvin's Christology. Stancaro (correctly) pointed out the orthodox doctrine that Christ's mediation was solely exercised by His humanity, on pain of subordinating the Son to the Father in His divinity. This is not to say that it was irrelevant that His humanity was the humanity of a divine Person, the significance of which St. Anselm and St. Bonaventure had already pointed out, but the Word of God was not uniquely acting according to His divinity or otherwise subordinated according to His Person in this role. In what Edmondson describes as a "dramatic break with the tradition," Calvin again deploys his concept of persona as activity based on the work of the Mediator. Edmondson notes that "in the midst of all this talk of natures, the implicit logic in Calvin's discussion is that mediation as an activity is carried out by a person, not by his natures, though this person certainly is only able to carry out this activity on the basis of his natures," thus explicating exactly why Calvin's anti-Nicene concept of persona leads to denying Stancaro's correct and orthodox conclusion. Edmondson correctly summarizes the problem as follows: "The subordination, then, which Calvin describes, refers not to the ontological relationship between the Father and the Son, but rather to a loving decision shared by the Father and the Son." He goes on to say that "[t]he Son's subordination through his condescension is not accidental to Calvin's theology, proceeding only out of his commitment to hearing how Scripture speaks of Christ and to the integrity of the complete person of Christ in his office of the Mediator." But apart from begging the question concerning the misreading of Scriptures by Christians for centuries, it admits that Calvin has departed from Nicene orthodoxy.

In this Christology, Calvin's equation of person with activity could be confused with Nestorianism, especially since it uses the term persona in a similar way to how the Nestorians saw the term prosopon. In both cases, the metaphysical concept is to create unity by unity of an entity's activities, so that both Calvin and the Nestorians use it as an explanation for the union of the two natures of Christ. But the Nestorians used this concept with respect to nature so that each nature must have its proper mode of expression (prosopon), which formed the prosopon of the union when they acted together. Calvin is instead using this concept of activity for persona, which has tritheist implications that the Nestorian doctrine does not. For Calvin, to be a person is to have a role, an activity, an office, as contrasted with the Cappadocian or Augustinian concept of hypostasis as a mode of existence. In taking this step, Calvin takes a step that Ockham had not taken, thereby moving beyond the bounds of Nicene orthodoxy.

In Calvin's theology, the person of the Mediator thus serves to constitute the unity of the activities of the natures in the same way that the prosopon of the union does for Nestorians. The office of the Mediator is in turn the result of the divine decree, meaning that the new personal role (and activity) constituting the unity of the natures is not the Word of God itself. Constituting the hypostatic union of Christ in something other than the Person of the Word of God is the defining characteristic of Nestorianism, as opposed to the frequently employed caricature of "two Christs." As Fr. Richard Price has pointed out "The Antiochene theologians Theodore of Mopsuestia and Nestorius, in quest of a clearer way to express Christ’s unity, were happy to talk of ‘one energy’ and ‘one will’ in Christ, despite the Antiochene emphasis on the completeness and freedom of Christ’s manhood." Just as Calvin used the inner-Trinitarian fellowship of will as the basis of union in the Trinity, so he relies on the activity of the Mediator to unite the natures in Christ.

Calvin does, therefore, end up in the same place as the Nestorians on the communicatio idiomatum. Helm (p. 77) says that Calvin's view that the communicatio is "figurative, metaphorical, or 'improper' ... coincides with Nestorius," citing JND Kelly's explanation that these terms are attributed to the "'prosopon of the economy,' i.e., the God-man Who united both natures in His single prosopon." Because Calvin's person of the Mediator is a role in which divinity and humanity perform distinct functions, there can be no real communication between the two in the metaphysical sense without confusing their distinct roles in the work in which they are unified. Moreover, because the roles are distinct, Calvin maintains that the divine operation cannot "fit" within the person of Jesus Christ, so that there must be an extra calvinisticum in the person of the Mediator, with its unity constituted by the work of mediation. Calvinist commentators, including Helm, repeatedly try to locate the extra within the patristic tradition, but they do not account for the fact that Fathers such as St. Athanasius are using the metaphysical concept of person as opposed to Calvin's anti-Nicene persona. Given Calvin's anti-Nicene confusion of person with operation, it is clear that the extra calvinisticum is only the result of his mistake. Contra Stancaro, Calvin thinks there is too much work for the human nature to do, and this extra work must be contained within the person of the Mediator's extra so that it can include the entirety of his mediating activity. 

Just as Calvin's move of Trinitarian perichoresis from nature to Person excluded the consubstantial communion of the Persons, thus leading to tritheism, Calvin's denial of the reality of natures has excluded the possibility of perichoresis between the natures in the Person of Christ. As with the perichoresis within the Trinity, the perichoresis between the natures is essential to the coherence of the Chalcedonian dogma. Moreover, it is the metaphysical basis of salvation in the Nicene account; the divination of Christ's humanity is the mechanism for our own resurrection and glorification, becoming God-like in immortality and glory. As Donald Winslow says concerning St. Gregory the Theologian: "The unity of Christ's person, for Gregory, is theosis" (Dynamics of Salvation, p. 87). Calvin's defective concept of union by will has vitiated his concept of Christ's person as well; he cannot conceive of real perichoresis between the natures in the metaphysical unity of person without mixing or confusion.

IX. Participation and Union with Christ

Calvin's theology of salvation brings together all of his Ockhamist innovations in one place: (1) the zero-sum account of nature and grace (what Raith calls the "competitive-causal" account), (2) the tritheist divine council's eternal decree of predestination, (3) the person of the Mediator constituted by the work of mediation, and (4) the tritheist account of distinct operations for the Son and the Spirit in this mediation. The Thomist and Scotist antecedents at this point are irrelevant, because those systems never deny the metaphysical account of hypostasis or the identity of ad extra divine operations. Regardless of whether Scotus did or did not have responsibility for the nature-grace competition in (1), that was clearly the accepted understanding of Pelagianism in Calvin's mind at the time. Then Calvin, completely on his own, has discarded the traditional metaphysical concept of persona for an Ockhamist view identifying person with operation, resulting (2)-(4) as distinctive features of his theology that are determinative for later Reformed interpreters, even for Reformed scholastics such as Vermigli, Polanus, and Zanchi. (In fact, Muller's Christ and the Decree convincingly argues that every single significant Reformed interpreter follows Calvin's account of salvation in this regard.)

In brief, Calvin's doctrine centers around the concept of koinonia as voluntary fellowship between the Persons, each autotheos, in eternity. In their eternal and unchanging counsel, they compact with one another to create a universe that will demonstrate their attributes and to elect a portion of that creation to enter into koinonia with them by the work of mediation. Within that divine work of mediation, the Son has the office of Mediator to condescend to creation (kenosis, status humiliationis) in order to elevate creation into the koinonia on His behalf, thus serving as the paradigm of predestination and the elective will. The Spirit has the role of the effective power to bring the creatures into this koinonia with the Trinity through the Son. These roles correspond to their eternal actions in the koinonia, where the voluntary communion with the Father brings unity to the Trinity.  Those roles, which correspond to justification and sanctification in the duplex gratia, are inseparable (being part of the same work) but not identical (contra Nicene orthodoxy). Regarding the distinct role (the secret power) of the Spirit on those engrafted into Christ to produce union, I recommend Mark Garcia's description in Life in Christ at pp. 125-140. Horton describes it likewise, quoting Calvin: "It is by 'the secret energy of the Spirit' that 'we come to enjoy Christ and all his benefits. To sum up, the Holy Spirit is the bond by which Christ effectually unites us to himself.'" Notably, Calvin explicitly rejects Osiander's belief that all three Persons of the Trinity are present in any act of indwelling due to the inseparability of the operations.

Because Calvin accepts a univocal account of divine and human wills, the obstacle to this participation the divine koinonia is not in principle ontological but rather social/legal, in that we have not been invited into communion. Notably even the angels require "a peace maker, through whose grace they may wholly cleave to God," thus achieving the "proper condition of creatures, [which] is to keep close to God" (quoted from Calvin by Canlis). Adam and the fallen angels were originally invited into communion with God by the Mediator, an example of the pre-incarnate divine role, which would have been eternally effectuated by the Spirit. But they broke that communion by their sin, violating the harmony of will, which left Adam's progeny legally "uninvited" from Eden with an unpaid debt to divine justice. (Like Scotus, Calvin does not have a coherent explanation in the divine will for either Adam's fall or that of the demons, an endemic problem for super-voluntarist accounts that has never been resolved.)  

While there is a huge amount of discussion in Reformed scholarship about the etiology of these beliefs, none of the scholars I have cited disagree about whether those are Calvin's beliefs. We have scrupulously followed Raith's caution to "engage Calvin's theology and only then discern points of contact that exist between different strains of thought." The differences from the sources are likewise agreed. Canlis correctly says that Calvin has broken from Augustine on the inner-Trinitarian perichoresis; she cites Bray saying the same with respect to the Cappadocians. Muller says that Calvin has shifted Augustine's predestination of the human nature to the person of the Mediator. Helm agrees with the assertion that Calvin's view of the communicatio idiomatum is Nestorian and agrees with Bray that the communion between three autotheos persons must be voluntary if none has authority over the others. What I have presented is just what Calvin believes and where he has broken from the tradition in believing it.

That participation-as-koinonia is Calvin's account of the unio mystica with Christ and the duplex gratia seems undeniable if these many scholars are correct. That this account cannot be reconciled with the patristic account of theosis, which is based on the perichoresis of the natures in the divine Person of the Word of God, is equally apparent. (As Dr. Minerd aptly puts it in the video clip linked above, "Christification is not theosis.") Canlis distinguishes "participation-as-infusion" or "Platonic participation" from Calvin's "Trinitarian [sic] participation," the latter of which she contrasts with "Osiander's low appreciation of the Holy Spirit" (i.e., the pro-Nicene view of identical operations).  And while Canlis shows some points of harmony between Calvin and Irenaeus, even she must admit that "Irenaeus stood right at the junction between Middle and Neoplatonism, deftly using participation for his Christian purposes." She likewise traces the differences between Calvin's view and the mystical theology of ascent. Her conclusion is essentially identical to Garcia's critique of Tamburello (pp. 69-74) regarding Calvin's antecedents in St. Bernard, which maintains that the continuity would come at the price of interpreting the terms so broadly that one would sweep over the critical differences such as the ones Canlis identifies. Raith's analysis of Aquinas is similarly accurate, and he identifies exactly the same duplex gratia and the work of the Spirit as key elements of Calvin's theology, offering no real solution as to how they can be reconciled. Aspray's analysis of participation in Vermigli likewise follows the lines of the duplex gratia. Letham and Horton provide similar evaluations of the Eastern Orthodox doctrine of theosis, and while there is some difference between their critiques, both end with the same model of the duplex gratia and koinonia.

At some point, we must let Calvin speak for himself. He doesn't believe in identical operations, although he does believe that the work of mediation is an inseparable operation, which is why the duplex gratia of justification and sanctification can't be severed. But if Calvin believed in identical operations as opposed to inseparable operations, he wouldn't have disagreed with both Stancaro and Osiander on that specific point when it was raised in the context of their separate disputes with him. He wouldn't have spoken of the decree on predestination as a compact that God makes with Himself. And while later Reformed thinkers may have differed from Calvin on some issue or other, these ideas of the eternal and immutable counsel as compact, the person of the Mediator, the distinct roles of the Son and Spirit in mediation, and the duplex gratia remain firmly embedded in this "clash of wills between God and man" that is super-voluntarism. This is an anti-Nicene theology from start to finish.

X. How Should We Then Live?

Knowing truly what Calvin's theology was, I now offer the same question to Calvinists that the Reformed scholar Francis Schaeffer offered after his own critique of Western society: now that we see the problem, what should we do? Note that I am not disagreeing with these many distinguished Calvinist scholars on their conclusions; as far as I can tell, they are all exactly right. But if they are all right, then Calvin has denied the identical operations required by Nicaea, which means he cannot consistently say that Jesus is the One God.

For my fellow Catholics, I do not see much good in reading anti-Nicene theologians except as cautionary tales. I would put Calvin with Eunomius and Nestorius, his fellow "logic-choppers," as theologians that we should study only with extreme care and with a clear understanding of the threat they pose to belief in Jesus as the One God. The risks of failing to do so are substantial. Maurice Wiles chronicles the revival of Arianism among eighteenth-century British intellectuals in his book Archetypal Heresy: Arianism through the Centuries. More recently, the German scholar Friedrich Loofs led a purported rehabilitation of Nestorius based on the discovery of the Bazaar of Heracleides, in which Nestorius articulated his belief that he had been vindicated by Chalcedon. This only reinforced the chimerical idea of an orthodox Antiochene Christology that had supposedly been balanced against the Alexandrian Christology of St. Cyril at Chalcedon, and it has taken decades of careful scholarship, such as that of Anthony McGuckin, to debunk that particular myth and to reaffirm Cyril's doctrine that Jesus Christ just is the Word of God. This is not to say that the exact philosophical exposition of the union has not been a subject of some discussion, as documented in Christopher Beeley's The Unity of Christ, but there was no orthodox Nestorian position being balanced at Chalcedon. The lesson is clear: there is a degree of temptation in following intelligent men who have made serious errors, all the while thinking that we are smart enough to avoid them.

From the pro-Nicene position, I would suggest that we take Calvin himself seriously: "Thus those ancient Councils of Nice, Constantinople, the first of Ephesus, Chalcedon, and the like, which were held for refuting errors, we willingly embrace, and reverence as sacred, in so far as relates to doctrines of faith, for they contain nothing but the pure and genuine interpretation of Scripture, which the holy Fathers with spiritual prudence adopted to crush the enemies of religion who had then arisen." I agree with him. The pro-Nicene Fathers who contributed to Constantinople I and those who have followed them to the present day were following Scripture in affirming the doctrine of identical operations. Calvin has not, which means he is not following the pure and genuine interpretation of Scripture. He has introduced anthropomorphic personhood in early modern medieval philosophy into the sublime majesty of the One God. 

Calvin's deviation from tradition is not without consequence. Even apart from the numerous problems that TUR documents, there has been tremendous fallout in theology from the conflict between the doctrine of persons and the divine simplicity. James Dolezal's book All That Is in God: Evangelical Theology and the Challenge of Classical Christian Theism bemoans the rise of "theological mutualism," in which personal relationship with God is held to be impossible unless God is somehow mutable in response to us. But Calvin has put the same kind of intersubjective fellowship in God with his account of persona and koinonia, so how ought one expect anything different? As a defender of divine simplicity, where is Dolezal's concern to defend identity of operations, which Calvin denies with his account of mediation and his duplex gratia? What about the Word of God being subordinated in His divinity and His person as an object of predestination? Calvin's anti-Nicene concept of person and his attacks on divine simplicity are responsible for the deviations Dolezal identifies even among his Reformed confrères; where is the criticism of Calvin? These are questions that scholars such as Muller and Helm, who have commended Dolezal's work, need to ask themselves, since they are the ones who have so accurately summarized Calvin's theology.

What I would like to see from Calvinists is to pick a side, so that we can all have honest discussions. There are anti-Nicene and anti-Chalcedonian churches that are the subject of ongoing ecumenical discussions, so it is not as if conciliar fidelity is a prerequisite to be taken seriously. Likewise, nominalism is hardly an unusual position to have in modern society, so to admit that Calvinism is not Thomist or Scotist or Palamite would hardly be a surprise to anyone. Only admit that your faith is not Irenaeus's or Augustine's or Anselm's or Aquinas's or the Cappadocians', and there is a reasonable baseline for discussion. And to be fair, Calvinism is the first truly modern religion, breaking from tradition in a way that not even Lutheranism did. Why not own that role and be openly critical of the entire idea of Nicene orthodoxy? Perhaps Calvin has, by discarding his theological past, returned to a Hebraic mode of thinking with Paul that was inherently more polytheistic, so that this is a return to what the Bible actually meant. What I don't understand is wearing a cloak of orthodoxy that simply doesn't fit, which doesn't serve the truth at all.

XI. Was It All Bad?

As pessimistic as I am about Calvinism as a theology, I cannot say that modernity as a whole has been a bad thing. Despite the protestations of some dyed-in-the-wool Aristotelico-Thomists, I do not believe that Aristotle's sciences are all that relevant to modern science except at a very high level, and that is a good thing. The early Christian Fathers were realistic about what philosophy could tell us and what human reason could hope to achieve. In responding to Eunomius, St. Basil the Great pointed out that we couldn't even comprehend the nature of corn, as recounted in Scot Douglass's Theology of the Gap. St. Augustine was likewise skeptical of human reason for much the same reason; we are extended in time, and as creatures experiencing this distension, we are limited. Even the Aristotelian St. Thomas recognized that even the small bits of truth we were able to extract were the result of laborious study, and he attributed predestination and Providence to the practical knowledge of God, which remains inscrutable to us.

Where I think that medieval philosophy went wrong was in seeing things that they shouldn't have been able to see based on the limits of human reason. There is certainly a "negative" meaning of desacralization that denies to God even the role that He should have in creation and that He has revealed to us. But there is an entire superstructure of explanation that one can build onto those metaphysical assumptions, far beyond what is strictly necessary to affirm what is revealed to us and what we can know in our creaturely capacity as limited beings, let alone what are strictly incomprehensible theological mysteries like the Trinity, the Incarnation, divine eternity, or the exact mechanism of creation or Providence. Put another way, there is a sacred cosmos, which embraces God as the Creator and Jesus Christ as His Only-Begotten Son, and then there are sacred cosmologies that serve as explanatory paradigms in areas like science and culture that may be beyond the level of confidence that our finite reason can give us.

[Update: Since writing the piece, I have thought at greater length about the motivation for Calvin's political views, and I believe that his views on political sovereignty were actually based on a Christian theological perspective: rejection of idolatry of political sovereignty. This is, it seems to me, a real and valuable contribution to Christian theology, just as Luther's emphasis on justification was a real and valuable corrective to the excesses of nominalism in medieval soteriology. This was a new realization for me, and I wanted to give Calvin his proper due for having made this contribution.]

Those sacred cosmologies are, in my view, like the Trinitarian doctrines of the early Church. They have problems and anomalies that ultimately require them to be revised. They cannot explain everything they need to explain; alternatively, they may try to explain something that cannot be explained. We can accept St. Maximus the Confessor's idea of a sacred cosmos centered around the Incarnate Word without accepting his sacred cosmology in which animal death was something that came only after Adam's fall. We can accept a God Who orders the cosmos in His Providence without St. Bonaventure's celestial hierarchy extending all the way down to the motion of the planets. We can accept the hierarchy of sciences in their objects, down from theology studying divine revelation and metaphysics examining "being as such," without then looking to Christian dogma to explain biological science. We can accept divinely established authority in the Church without committing ourselves to integralism that rules out pluralism and religious freedom. That the Reformation forced the Catholic Church to confront the limits of Her explanatory paradigms was not a bad thing. I would argue that we are all better for it, culminating in recognition of Vatican II of the political right to religious freedom.

At the same time, we cannot disregard the fundamental basis for the sacred cosmos: the Father, His Only-Begotten Son Jesus Christ, and the Holy Spirit, One God, forever and ever. And in that respect, I believe Calvin has gone much too far.

Monday, December 13, 2021

Consubstantiality as a relative property

One of the persistent logical difficulties in discussing filioque is that Latin theology has two senses of the term "consubstantial" and Greek theology has only one. The shared sense is what I would call the absolute sense of consubstantiality; namely, that there are three divine Persons with one divine substance. This emerges immediately in the creature-Creator relation, in which the consubstantial Trinity stands on one side of the divide and creation on the other. The exact metaphysics of the connection across that boundary can vary considerably. 

There is a Latin tradition in which the category of relation is used to explain how God can create and act in creation without being changed by it, and that is to say that we are only relatively real to God, which is metaphysically real as a relation in us but requires no real distinction in God as object of that relation. Among other things, this prevents modal polytheism, in which God is really different in various possible worlds. The creature-Creator relation is explicitly analogized to the procession of the Holy Spirit in the context of the filioque by the Council of Florence as follows: "But the Father and the Son are not two principles of the holy Spirit, but one principle, just as the Father and the Son and the holy Spirit are not three principles of creation but one principle."

As indicated by the conciliar statement, this is not the only unique use of relations in the West, and it is the use of consubstantiality in the relational context that continues to be problematic. If absolute consubstantiality is the metaphysical use identified previously, let relative consubstantiality refer to the use of consubstantiality in the relational context. That happens in exactly one place: the relation of the Holy Spirit to the Father and the Son. Because there is no relation of opposition of the Holy Spirit to Paternity or Filiation, the Holy Spirit's relationship "sees" the Father and the Son as a single object, since they are consubstantial where no relation of opposition intervenes. While that concept may be implicitly be used by a number of Eastern Fathers who see the Holy Spirit as the completion of the Trinity, I know of only Gregory of Nyssa explicitly identifying a unique relational property of the Holy Spirit as the syndetikon (bond) of the Father and the Spirit or as the bond of unity between them. And even then, the Eastern authors do not expressly state that the defining relation of the Holy Spirit "sees" the Father and the Son as consubstantial. While some Orthodox Christians will accept the implicit concept of relative consubstantiality, many will reject it outright.

This usage of relative consubstantiality, consubstantiality seen as object of the Holy Spirit's relative property, appears constantly and repeatedly in the 1995 clarification without a word of qualification:

The Latin processio, on the contrary, is a more common term, signifying the communication of the consubstantial divinity from the Father to the Son and from the Father, through and with the Son, to the Holy Spirit
...
In the West, the Filioque was confessed from the fifth century through the Quicumque (or "Athanasianum", DS 75) Symbol, and then by the Councils of Toledo in Visigothic Spain between 589 and 693 (DS 470, 485, 490, 527, 568), to affirm Trinitarian consubstantiality.
...
As in the Latin tradition, it was expressed by the more common term of procession (proienai) indicating the communication of the divinity to the Holy Spirit from the Father and the Son in their consubstantial communion
...
the Father and the Son are consubstantial source of the procession (to proienai) of this same Spirit
...
According to St Maximus, echoing Rome, the Filioque does not concern the ekporeusiV of the Spirit issued from the Father as source of the Trinity, but manifests his proienai (processio) in the consubstantial communion of the Father and the Son, while excluding any possible subordinationist interpretation of the Father's monarchy. 
[NOTE: This assumes that Maximus's statement that "[The Latins] know, indeed, that the Father is the sole Cause of the Son and of the Spirit, of one by generation and of the other by ekporeusiV — but they explained that the latter comes (proienai) through the Son, and they showed in this way the unity and the immutability of the essence" refers to relative consubstantiality of the Father and the Son.]
...
The fact that in Latin and Alexandrian theology the Holy Spirit, proceeds (proeisi) from the Father and the Son in their consubstantial communion does not mean that it is the divine essence or substance that proceed in him, but that it is communicated from the Father and the Son who have it in common.
...
The Western tradition expresses first the consubstantial communion between Father and Son, by saying that the Spirit proceeds from the Father and the Son (Filioque).
...
Even if the Catholic doctrine affirms that the Holy Spirit proceeds from the Father and the Son in the communication of their consubstantial communion, it nonetheless recognizes the reality of the original relationship of the Holy Spirit as person with the Father, a relationship that the Greek Fathers express by the term ekporeusiV
...
[FN 2] It is Tertullian who lays the foundations for Trinitarian theology in the Latin tradition, on the basis of the substantial communication of the Father to the Son and through the Son to the Holy Spirit.... This communication of the divine consubstantiality in the Trinitarian order he expresses with the verb "procedere"[.] ... St Augustine, however, takes the precaution of safeguarding the Father's monarchy within the consubstantial communion of the Trinity: "The Holy Spirit proceeds from the Father as principle (principaliter) and, through the latter's timeless gift to the Son, from the Father and the Son in communion (communiter)"
....

In the entire clarification, I found exactly one reference to absolute consubstantiality (from the Fourth Lateran): "Although other (alius) is the Father, other the Son, other the Holy Spirit, they are not another reality (aliud), but what the Father is the Son is and the Holy Spirit equally; so, according to the orthodox and catholic faith, we believe that they are consubstantial." All of the other references were to the relative consubstantiality of the Father and the Son! It's certainly not uncommon in religions dialogues like this for one side to just use a disputed term as if it's the only usage ("justification" comes to mind), but this seems tin-eared in a way that makes the whole effort seem wasted. When you know that the other side doesn't even accept something called "the consubstantial communion of the Father and the Son," why would you refer to the disputed concept over a dozen times without even remarking on it?

The 2002 statement The Filioque: A Church Dividing Issue? at least had the virtue of not doing that, but it also didn't address the issue. The relevant statement is as follows: "The Greek and Latin theological traditions clearly remain in some tension with each other on the fundamental issue of the Spirit’s eternal origin as a distinct divine person. By the Middle Ages, as a result of the influence of Anselm and Thomas Aquinas, Western theology almost universally conceives of the identity of each divine person as defined by its 'relations of opposition' – in other words, its mutually defining relations of origin - to the other two, and concludes that the Holy Spirit would not be hypostatically distinguishable from the Son if the Spirit 'proceeded' from the Father alone. In the Latin understanding of processio as a general term for 'origin,' after all, it can also be said that the Son 'proceeds from the Father' by being generated from him." This is all well and good, but it doesn't say a word about the Father and the Spirit being relatively consubstantial in the Holy Spirit's relation of opposition.

If one side says "what is not individual is common" and the other side says "yes, but we can view common properties both absolutely and relatively," then why isn't that the discussion?

Friday, December 10, 2021

The Son as source of the Spirit "quod essentia"?

I recently watched a dialogue between Timothy Flanders and Fr. Christiaan Kappes presenting an "Introduction to Gregory Palamas" and heard a proposition being offered for creedal unity (outlined in detail at 1:08-1:26) that I do not believe can possibly be right. My concern about this proposal is that it would, if adopted, essentially negate any practical possibility of reunion with the East on Thomist grounds. That is, if Fr. Kappes is correct, then the degree of Catholic latitude on metaphysical issues must necessarily be constrained in order for the East and West to be able to agree on the origin of the Holy Spirit, which even Fr. Kappes said will never happen regardless of how sincere the desire for unity is.

[Fr. Kappes responded to me thoroughly and thoughtfully; I have introduced some numbered notes throughout to briefly respond his criticism. I haven't convinced him on the acceptability of Thomism to the Eastern view, but I have provoked further consideration, and we both agree that the triumphalist Thomist position needs criticism and correction. I thank Fr. Kappes for his gracious donation of his time and consideration.]

I. The Context of the Discussion

In brief, Fr. Kappes maintains that doctrinal agreement is impossible in the absence of metaphysical agreement, and this agreement would be around what Fr. Kappes calls the "patristic" metaphysics as contrasted with the "classical" metaphysics espoused by St. Thomas Aquinas. I infer from the rest of what Fr. Kappes says that he groups the latter view into the "smorgasbord of filioquisms," which filioquisms were as numerous as there were religious orders. I would agree with him that there are certain erroneous positions that must be excluded on metaphysical grounds, notably including the Victorine analogy of the Father and the Son to the form and matter of the Holy Spirit, which would definitely entail two principles. But if we learned any lesson from the so-called "Neo-Thomist captivity of the Church," there is simply no good in confusing any metaphysical system with the dogma it is trying to articulate. On the contrary, if there were ever an example of Godel's incompleteness theory (or perhaps more aptly, Tarski's undefinability theorem) in action, it is in the Trinity, where logic can only be paraconsistent at best. 

In terms of articulating his own metaphysical position, Fr. Kappes focuses on St. Gregory Palamas's acceptance that the Spirit proceeds from the Son "quod essentia," paralleling St. Cyril's statement that the Spirit proceeds "from the essence of the Son." Fr. Kappes posits a contrast between proceeding from the essence of the Son and from the person of the Son, maintaining that Latins can affirm according to Lyons that the Spirit proceeds from the Father alone as a person but only from the Son's essence. This he contrasts with the developed Thomist position, which is sometimes described as "strict Dominican" or "Anselmian" or "classical," to provide an idea of just how much ground this critique is intended to cover. Specifically, he argues that Thomists cannot say that the Spirit proceeds "from the essence of the Son" but must say that the Spirit proceeds from the Son "personally."

I'll start by saying that I don't have nearly the expertise Fr. Kappes does in this area. In addition to his own Byzantine scholarship, he has access to scholars like Jared Goff and Garrett Smith who are among the best medievalists alive. In terms of relevant qualifications, in discussing his opinion of Francis Meyronnes, Fr, Kappes suggested that it would require five to ten years of serious study in metaphysics to dispute his conclusions, and I'm not sure where my couple of decades as a hobbyist would compare. But unlike the issue of what exactly medievals meant by a real distinction, which is enormously complicated, this idea that "from the essence" means something distinct from what Thomists meant by "personally" is a narrow and distinct claim. Therefore, I don't have the same qualms about arguing that this distinction doesn't make any sense, and I would say that no matter who is making the claim, including (if it had been the case that they did) theologians like Bl. Duns Scotus and St. Gregory Palamas.

II. Dogmatic Considerations

As background, the Fourth Lateran Council's confession of faith makes a straightforward statement of the filioque: "The Father is from none, the Son from the Father alone, and the holy Spirit from both equally (pariter)." As logical statements go, there aren't many clearer ways to ways to state identity, and I can't see any other interpretation than "from the Father and the Son who are identical [in some respect]." (And despite the concerns Fr. Kappes raised about St. Anselm, this formulation seems to be consistent with his text against the Eastern view.) The council also explicitly vindicated Peter Lombard's view of the Trinity, saying "For the Father, in begetting the Son from eternity, gave him his substance, as he himself testifies : What the Father gave me is greater than all. It cannot be said that the Father gave him part of his substance and kept part for himself since the Father’s substance is indivisible, inasmuch as it is altogether simple. Nor can it be said that the Father transferred his substance to the Son, in the act of begetting, as if he gave it to the Son in such a way that he did not retain it for himself; for otherwise he would have ceased to be substance. It is therefore clear that in being begotten the Son received the Father’s substance without it being diminished in any way, and thus the Father and the Son have the same substance. Thus the Father and the Son and also the holy Spirit proceeding from both are the same reality." Especially the last quoted sentence should emphasize that this is an interpretation of the filioque, namely, that the Spirit receives His essence from both the Father and the Son in like manner to the way the Son receives His essence from the Father alone.

In my view, this is the fundamental dogmatic understanding to which Lyons and Florence were attempting to reconcile the East, especially given that Lombard's Sentences were the key source for both St. Thomas and St. Bonaventure. Fr. Kappes notes repeatedly that Lyons and Florence did not dogmatically define the metaphysical explanation of how the Spirit proceeds from the Son, whether personally or essentially, although at one point he does concede that the standard interpretation of Lyons is that the Spirit proceeds from the person of the Son. I disagree with the assertion if it were to be interpreted as saying that the Spirit in no sense comes from the person of the Son but the Father alone. The Fourth Lateran provides critical context that underlies the standard interpretation, and given the context of Canon 2, that canon says that the Spirit receives His essence from both the Father and the Son equally.  I see no conflict between the Fourth Lateran and the formula of Lyons stating "We profess faithfully and devotedly that the holy Spirit proceeds eternally from the Father and the Son, not as from two principles, but as from one principle; not by two spirations, but by one single spiration." In that procession, as the Fourth Lateran explains, "proceeding from both" means the Spirit receives His undivided and indivisible essence from the Father and the Son, in like manner to how the Son receives His undivided and indivisible essence from the Father. 

As to the later councils, it is fair to say that Florence was most specifically directed to East-West unity in a way conscious of the division. There could be an argument made that the confession of faith from the Fourth Lateran wasn't specifically directed to this distinction and Lyons gave only a simple statement because the level of disagreement was not perceived, so that only Florence confronts the issue squarely. But that cuts both ways; the fact that the focus was less polemical also means that it is likely to represent the straightforward belief without any political accommodations to water it down. In the case of the Fourth Lateran, Pope Innocent III was trying to bring the East back into the fold at the time of the Fourth Lateran Council and even invited the East to the council, until political issues related to the inability to appoint a Latin patriarch in Constantinople greatly offended the Orthodox. It seems unlikely that the council, in its defense of Lombard, would have gone out of the way to say something specifically directed toward the East. And obviously, Lyons was a sincere effort toward reunion on the understanding that there were not significant disagreements on doctrine. So there's simply no reason to think that the dogmatic statements of the Fourth Lateran Council and Lyons mean anything substantially different from Florence, even though they were definitely broad enough to allow interpretations (like those of the Victorines) that were erroneous. In short, one can accept Fr. Kappes's view that there might be different metaphysical explanations of how exactly the Spirit receives His essence from the Father and the Son, but I can see no real way that the object of this explanation can be completely different. What is being explained at the Fourth Lateran and Lyons is the same.

To that point, there doesn't even seem to be any relevant difference between the Fourth Lateran's qualifier pariter and the Florentine formulation tamquam ex uno principio. The Bull of Union with the Copts issued by Florence describes the Trinity as "unbegotten Father, Son begotten from the Father, holy Spirit proceeding from the Father and the Son," maintaining that "The Father alone from his substance begot the Son; the Son alone is begotten of the Father alone; the holy Spirit alone proceeds at once from the Father and the Son." It goes on to say "Whatever the Father is or has, he has not from another but from himself and is principle without principle. Whatever the Son is or has, he has from the Father and is principle from principle. Whatever the holy Spirit is or has, he has from the Father together with the Son. But the Father and the Son are not two principles of the holy Spirit, but one principle, just as the Father and the Son and the holy Spirit are not three principles of creation but one principle [emphasis added]." I highlight that last phrase in particular because I don't even perceive any metaphysical disagreement about what it means: the Spirit proceeds from both persons united by their consubstantial principle of unity, which is exactly what the Fourth Lateran says. That is what unites the Trinity with respect to creation; it is likewise what unites the Father and the Son with respect to being the principle of the Spirit.

[1] [Dr. Jared Goff is working on an article concerning the origins of Lyons, and Fr. Kappes has asked him to consider the points I've raised here about the background. I am looking forward to that article, even if it ends up correcting me.]

III. What Does "Quod Essentia" Mean?

So where is this idea coming from that "from His essence" means something other than "from Himself personally?" As best I can tell, it seems to be taken from Bl. Duns Scotus in Ordinatio I, 11, 36 et seq. There is an extended discussion on how the Father and the Son are not merely concordant actors in spiration but act as one by the one divine will that they both possess. His summary at 1.11.62 [emphasis added] is quite clear: "But as to what concerns the intended proposition, one should not understand that the Father inspirits before the Son inspirits, in the way that the Father generates first in origin before he inspirits, because then the Son would not inspirit (as the argument deduces), just as the Holy Spirit cannot generate a Son already understood to be generated. But the order that exists in the Father is as follows: first both fecundities are from himself; second, there is in the Father the act of first fecundity, and then in the Son there is the second fecundity; third there is the act of the second fecundity, from the Father and the Son together as then having that fecundity, – yet still in a certain order, because the act is of the Father from himself, but of the Son not from himself but from the Father, just as neither in the second moment is there that fecundity of the Son from himself, but it is of the Father from himself. There is not then an order of origin between the inspiriting of the Father and of the Son, as if the Father inspirited in some moment of origin in which the Son does not inspirit, but they inspirit together in the same moment of origin; there is however there an order of inspiritings in the act of inspiriting, because the Father in that moment of origin inspirits from himself, but the Son not from himself."

Aha! Scotus says that the Son does not inspirit from himself; the foul Dominicans are vanquished! If we only take St. Augustine's psychological analogy seriously, as the Subtle Doctor does, we can give the one true metaphysical interpretation of tamquam ex uno principio that everyone East and West can get behind (save those benighted Thomists!). But perhaps we should postpone the parade until we have a chance to examine that claim.

All that "not from himself" must mean in this context is that the Son's personal property (of filiation) does not add anything to the Father's action. We know that this phrase, whatever it means, must be understood in the context of activity; Fr. Kappes's explanation as to why the person or essence cannot be any sort of matter from which the Spirit is taken is dead on. For example, we cannot truly say that the Father's hypostasis or the divine essence are some kind of reservoir from which the Spirit is drawn, although that image is used metaphorically. Then once we understand spiration as action, "not from Himself" should not be taken to say that the Son is not personally acting, which is clearly untrue. On the contrary, "not from Himself" must be intended only this sense of distinguishing His personal property. In other words, the Son must be "inspiriting" with the Father according to their common essence, what He has received from the Father. That means that participating "quod essentia" in this context is a subset of personal participation, not a disjoint set. We can certainly then say that the Son is participating "quod essentia," that is, exactly and only with respect to His common essence with the Father, without denying that He is personally participating in the act of spirating. There is, as Scotus puts it, a "the act of the second fecundity," even though there is "an order of inspiritings in the act of inspiriting." Yet we say that they spirate as one spirator, not two, and one principle, not two, on account of acting out of the common essence.

[2] [Fr. Kappes notes that "participating" and "sharing" have baggage that makes the use of those terms inappropriate in the Trinitarian context, and he is entirely correct. "Co-acting" or "co-spirating" would be a better term in retrospect for the Son also acting.]

IV. The Position of St. Thomas

Fr. Kappes seems to believe that Dominicans are metaphysically committed to collapsing this distinction between "personally spirating" and "spirating from Himself" in the sense that Scotus articulates. That is presumably based on the maxim "In God, all is one where relative opposition does not prevent it." Because Aquinas, as is well known, takes this view, Fr. Kappes suggests that Thomists can have no basis for saying that that the Son inspirits "not from Himself."

In terms of the explanation for this assertion, Fr. Kappes says that St. Thomas did endorse procession from the essence in Part Two of Contra Errores Graecorum but later moved away from this position as being "too crude," which in Fr. Kappes's view was evidence of a shift from the patristic view to classical metaphysics. Yet already we see St. Thomas articulating the same distinction between "personally" and "not from himself" in CEG II, 16: 

That the Son spirates he has from a personal property.

Lest anyone object that the Son does not spirate the Holy Spirit in the proper sense of the term, the Son is called by these Doctors the spirator of the Holy Spirit, having precisely from a personal property that he should spirate the Holy Spirit. For Athanasius says in his letter to Serapion: “The heretics blaspheme and deny the Son, the Spirator of the true Spirit, the Paraclete.” And again in the same letter: “He who blasphemes against the Spirit spirated also blasphemes his Spirator, that is, the Son, and through the Son he blasphemes his Father.” Against Eunomius Basil also says: “Without any doubt we believe the Son to be the Spirator and giver of the Holy Spirit.”

As Fr. Kappes correctly observes, St. Thomas seems to have no problem with the "from the essence" language, but Fr. Kappes doesn't seem to recognize that Aquinas also has no problem in saying that the Son's spiration is from a personal property (the essence He possesses as a result of filiation) without itself being a personal property, a critical distinction that leaves open grounding the power of spiration in possession of the divine essence. We can leave aside whether the cited authorities in question justify the position; Fr. Kappes has extensively documented St. Thomas's respectful corrections of Ps.-Basil in his article "The Filioque, Thomas de Aquino Byzantinus, and Ps.-Basil’s Contra Eunomium: Mark Eugenicus and John Montenero, OP, at the Council of Florence (1439)." Even with that understood, this passage still suffices to show that Aquinas recognized that the power of spiration did not need to identify a personal property. In other words, the Son has this power of spiration as a result of filiation, but the power itself in no way originates from the personal property itself but solely by virtue of possessing the same essence as the Father. That view should not be problematic from what is laid out before; does this position actually change?

I will have to attempt to infer what Fr. Kappes has in mind with this critique, because he doesn't provide any specific citations. But he does mention that it relates to the distinction between the Son and the Spirit by relations, and he also talks about St. Anselm's approach of distinguishing the Persons by "from" relations, as well as mentioning that a metaphysical distinction is required between points B and C to distinguish lines AB and AC. What he said also reminded me of a remark by Jared Goff that St. Thomas considered denial of the filioque inherently heretical, which Dr. Goff said was not the case for Scotus since there was an intervening metaphysical conclusion that would have to be drawn. Lastly, as mentioned, he suggested that it was a change from St. Thomas's prior position that "from the essence" was unproblematic. That suggests to me that he has in mind particularly the position fully articulated in ST I, 36, 2, ans., which includes both of the following statements:

If therefore in the Son and the Holy Ghost there were two relations only, whereby each of them were related to the Father, these relations would not be opposite to each other, as neither would be the two relations whereby the Father is related to them. Hence, as the person of the Father is one, it would follow that the person of the Son and of the Holy Ghost would be one, having two relations opposed to the two relations of the Father. But this is heretical since it destroys the Faith in the Trinity.
...
Hence also the Greeks themselves recognize that the procession of the Holy Ghost has some order to the Son. For they grant that the Holy Ghost is the Spirit "of the Son"; and that He is from the Father "through the Son." Some of them are said also to concede that "He is from the Son"; or that "He flows from the Son," but not that He proceeds; which seems to come from ignorance or obstinacy. For a just consideration of the truth will convince anyone that the word procession is the one most commonly applied to all that denotes origin of any kind. For we use the term to describe any kind of origin; as when we say that a line proceeds from a point, a ray from the sun, a stream from a source, and likewise in everything else. Hence, granted that the Holy Ghost originates in any way from the Son, we can conclude that the Holy Ghost proceeds from the Son.

I can start by asking a question: is St. Thomas here begging the question in favor of his metaphysics? Certainly, that must be the case. Fr. Kappes and Dr. Goff both point out that the Scotist metaphysics doesn't require these conclusions, so St. Thomas has surely brought some unshared metaphysical assumption to the table. It is critical to note this for the reason that Fr. Gilles Emery notes in Trinity in Aquinas (p. 267): "Evidently, Thomas knows that the doctrine professed by the Greeks is not in any way Sabellian. The problem lies with the fact that, in his opinion ... the negation of the procession a Filio, if it is followed through to its logical conclusion, leads necessarily to Sabellianism: And it is this which is heretical." I cite Fr. Emery here and in what follows both because he is well-known as a Thomist scholar and because he appears as a Thomist foil in Fr. Kappes's articles. And Fr. Emery's conclusion here is sound; Thomas concludes the denial of the filioque is heretical based on a metaphysical conclusion, but that assumes Thomas's metaphysical axiomata are held in common.  

It is this comparison between the Thomist metaphysical system and other systems that seems wanting. In order to better inform that comparison, I will be relying on The Logic of the Trinity by Paul Thom, which covers the philosophical use of relations, simplicity, and identity in various Western authors including Augustine, Boethius, Lombard, Bonaventure, Aquinas, and Scotus. What Thom says about Scotus, following Richard Cross's explanation, lines up perfectly with what Fr. Kappes and Dr. Goff say about Scotist and Thomist metaphysics being fundamentally irreconcilable. In other words, that Scotus disagreed with Aquinas's metaphysics with respect to simplicity and relations should come as no surprise, and I take the beatification of Scotus as a clear indication that the Catholic Church has not ruled out either view as being permissible. We definitely have two completely different metaphysical systems in play. Even at that point, it is still not clear why the incompatibility between Thomism and Scotism, if it does not create any dogmatic incompatibility in the West, would nevertheless create dogmatic incompatibility with the East.

Moreover, Fr. Kappes's assertion is that it is only later Thomism that suffers from this problem, as if this distinct Thomist metaphysical system somehow arose in time over the course of St. Thomas's literary production.  The idea that this "mature" view on relations represents a change in Aquinas from an earlier patristic view to a later classical/metaphysical view has no support in Thom or, as far as I can tell, anywhere else. Nor do I see any reason why a Thomist would not be able to consistently affirm the sense of "not from Himself" that Scotus affirms, which strikes me as the same distinction affirmed by the Fourth Lateran Council. So on the face of what St. Thomas himself says about relations, the objection remains cryptic, and it requires some work even to know what exactly Fr. Kappes is saying about St. Thomas.

V. Making the Argument Explicit

In trying to explicate the objection, I've dug through a number of Fr. Kappes's articles to tease out the basis for this claim, and there are a couple of citations that provided helpful suggestions. There is a hint in the aforementioned article on John Montenero, where he explains that Montenero was not following Aquinas at Florence, but he nonetheless sees some "tension" in Aquinas. The following excerpts seem particularly relevant:

Of course, one can immediately see a tension: The patristic-commentator Aquinas affirms something like Neo-Platonic noetic productions of persons, particularly the Spirit from the Son’s essence and from the Father as principle, while the Aristotelico-Anselmian Aquinas emphasizes that only divine esse and relations of origin and their opposition count for any distinction in the Trinity.

As if forestalling any development of what will become Montenero’s position, Aquinas actually exhausts this topic, approving citations of Greek Fathers whose fundamental point he emphasizes in his heading of the relevant chapter by his own words: “That the Holy Spirit is spirated from the essence of the Son (Quod de essentia filii spiratur Spiritus Sanctus)” (emphasis mine). He sometimes approvingly glosses their words as in the following example: “[Cyril of Alexandria:] ‘The very Spirit exists as fruit of the Son’s very essence’ […] [in the following sense, then he is] said to be eternally from the Son” (emphasis mine). If we compare Aquinas’s many select passages, often emphasizing the essence as the eternal source for the Father’s spirating through the Son, we could plausibly interpret at Lyon the virtual presence of Aquinas’s patristic sources in the definition: “The Holy Spirit eternally (aeternaliter) proceeds from the Father and the Son, not as if from two principles, but as if from one principle, not two spirations, but a unique spiration […]” “The word ‘principle’ signifies only that whence another proceeds: since anything whence something proceeds in any way is called a principle. As the Father then is one whence another proceeds, it follows that the Father is a principle.” Both the persons of the Father and the Son are included by Thomas under “one principle” but according to a certain qualification. The essence is the power possessed by Father and Son by which one immediately, and the other only mediately, spirates and thus they are both non-temporally the source of the Spirit in one eternal act of spiration. On one hand, Aquinas’s patristic reading of texts, similar to that of Lyon, suggests agreement with the Greeks at Florence, but on the other the overwhelming preference on the part of systematic theologians who follow Aquinas today is (rightly) to demand a strict emphasis on relations alone. For its part, the definition of Lyon lacks the clarity of distinction in Aquinas of attributing “immediate” spiration of the Spirit to the Father.
...
As it now stands, the definition of Florence can be read either in light of Montenero’s position, as attested in the Florentine Acta, or Aquinas’s plausible influence on the formula of the Second Council of Lyon, the very source of contention necessitating the debates at Florence. Of course, this does not resolve the tension present in Thomas’s own works, where Augustine’s psychological analogy of mind, intellect, and love are reducible to mere metaphors, on one hand, while, on the other hand, Aquinas turned to developing the notions of eternal subsistent relations out of Anselm’s De processione Spiritus Sancti that are said somehow to enjoy their fons and origo in the Father, though not in the sense of Augustinian productions out of the Father as mind. Thus, work remains to compare the authentically Thomistic subsistent relations of origin and opposition to Mark’s Palamite Greek tradition of productions by the Father of divine persons, for such a dialogue was entirely absent from the Council of Florence.

Fr. Kappes thus alleges a "tension" between Aquinas's "patristic sources" and the "authentically Thomistic subsistent relations," suggesting a possibility that these might be reconciled, although one senses that Fr. Kappes is pessimistic. These hints become more plain when he discusses Scholarios's reception of subsistent relations in his article "RECEPTION OF THE NOTION 'SUBSISTENT RELATIONS' AS PERSONS IN LATE BYZANTIUM." He refers specifically to Gennadios Scholarios's discussion with Mark Eugenicus before the Council of Florence and the Eastern scholastic's rejection of subsistent relations as a sufficient causal account for the purposes. Fr. Kappes explains:

Effectively, prior to Florence, Scholarios coincides with Bonaventure of Bagnoregio and John Duns Scotus (who took two different positions in his career) on the fact that the taxis or ordo of the Trinity demands a primus/protos who is undoubtedly the Father. In so many words, Scholarios agreed with Cabasilas but in a Franciscan mode of arguing for primus in the eternal ordo of persons. Aquinas had rarely, though verbally, conceded this point a few times in his multiple volumes of works but it is clear that the effect of Scholarios’s analysis of the issue accurately read Thomas Aquinas to reduce all distinction to a non-productive relation to another as the sole constitutive of a divine person, whereas subsistent relations are, like the Franciscan reading of Augustine’s De Trinitate, a corollary of internal, eternal, noetic production of a psychological nature that establishes a foundation for each relation in the Father’s production of Word and Love. For Aquinas, Anselm’s famous emphasis is sufficient: Everything in godhead is possessed equally by all persons, save what is opposed by relation.

So we seem to have finally arrived at the critique: mere subsistent relations. While this concept does appear to rank moderately higher in Fr. Kappes's estimation than the Victorine "Mommy and Daddy having a little baby" analogy to the Holy Spirit, it can't be by much. I therefore take Fr. Kappes's position to be as follows: (1) St. Thomas initially held the allegedly Augustinian view of internal processions, which was compatible with the Neoplatonic concept of productions as outlined by St. Bonaventure, Bl. Duns Scotus, Gennadios Scholarios, and Mark of Ephesus. (2) But Aquinas then turned away from this view, demoting the psychological model from what it was in Augustine to a mere metaphor in favor of a purely classical metaphysical model based on Aristotle and Anselm.

VI. The Psychological Analogy in St. Augustine

Fr. Kappes has pointed out that no one really understands (or, in most cases, has even read) Augustine, and I can't disagree with that or claim to have done much better. Michel Rene Barnes cites a statement by Gerald Bonner (as quoted by John Rist in Augustine) as follows: "More than most authors Augustine has been the object of unjustified denunciation by those who have not read him." So I must rely on my betters in that regard. On the psychological analogy, I will rely on two scholars who have done comprehensive and thorough studies of Augustine's pro-Nicene doctrine of the Trinity: Barnes and Lewis Ayres. In particular, I have found the following works particularly useful: by Ayres, Augustine and the Trinity, and "Remember That You Are Catholic" (serm. 52.2): Augustine on the Unity of the Triune God; and by Barnes, "Rereading Augustine's Theology of the Trinity" in The Trinity, David, Kendall, and O'Collins, eds., and "The Visible Christ and the Invisible Trinity: Mt. 5:8 in Augustine's Trinitarian Theology of 400."

Based on their work, I think this idea that Augustine had a Neoplatonic metaphysical view in mind for the psychological analogy is very unlikely. That's not to say that Augustine did not use Platonic metaphysical concepts; most assuredly, he did. But the driving thought behind the triadic analogies is to show an example of the unity of operation to support the pro-Nicene principle that one operation is one nature, with no particular relationship to Neoplatonic triads. Ayres and Barnes both date Augustine's approach on this subject to early works including Epistles 11 and 14 to Nebridius, which deal with how the Trinity is one but the Son alone is Incarnate. Ayres in "Remember..." sets out Augustine's program for how we can speak about inseparable operation using triadic analogies yet also speak of the Son alone being Incarnate as follows: "Once he has set out this terminology, Augustine’s argument continues thus: if we understand that all things show these three aspects inseparably, then we should be able to at least imagine the idea of three distinct things being inseparable in their activity. So far the analogy does not work by aligning the three persons with individual terms in the analogy: the point to be illustrated is much more formal and concerns only the inseparability of the three things that are also a unity [emphasis added]." The logical structure is consistent with Latin pro-Nicene theology, as opposed to Neoplatonic triads. Ayers further observes that, once this triadic analogy is used to establish unity, Augustine next turns to the existence of the Son particularly and the Father as principium of the Trinity, which explanation does not appeal to the triadic analogy.

That same formal approach is later applied in a mature way to the use of the psychological analogy as follows: "Within Augustine’s Trinitarian logic because the Triune God is truly simple each person must be their own memory, understanding, and will. And yet, at the same time, the memory, understanding, and will that each irreducibly is is also simply that of the one God. If the three terms were applied each to a person directly then, as Augustine says both here and earlier in Book 6, the Father would not be a full person but would, for instance, have will only in the Spirit. The problems of this position are overcome in Book 6 of trin. by the exegesis of 1 Cor 1.24 that there is only one power and wisdom of God, in which all three persons irreducibly share, and which is appropriated by Scripture to the Son. In Book 15 the full power of Augustine’s solution is seen: the simplicity of God guarantees the irreducibility and yet inseparable nature of the persons and allows Augustine to maintain the logical order of Trinitarian procession." What is absolutely critical to see, and what is often missed in the Neoplatonic interpretation, is that the "analogy" to the terms is intended to show only unity of operation and not distinction of the persons by way of relation. Citing Ayres, Barnes concludes as follows: "These replacements are not properly called analogies and indeed Augustine declines to call them such." That there are persons, and how there are persons, is taken up elsewhere. The conclusion is merely used to show that, if there are persons, there is no conflict in appropriating to those persons particular actions even in the unified operation.

It is striking how consistent this is with St. Thomas's argument for why the attribution of processions to intellect and will is not adequate to distinguish the persons. In Summa Contra Gentiles IV, 24, he says: "But, again, if one says that the processions differ in principle, in that the Father produces the Son by way of intellect as Word, and the Holy Spirit by way of will as Love, it will be necessary to say that in accord with a difference of intellect and will in God the Father the two processions and the two proceeding are to be distinguished. Will and intellect in God the Father are not distinguished really, but only rationally, as was shown in Book I. It follows, then, that the two processions and the two proceeding differ only rationally. Now, things which differ only rationally are predicated of each other: it will be truly said that the divine intellect is the divine will, and conversely. Therefore, it will be true to say that the Holy Spirit is the Son, and conversely. This is the Sabellian impiety. Therefore, it does not suffice for the distinction of the Holy Spirit and the Son to say that the Son proceeds by way of intellect and the Holy Spirit by way of will, unless along with this one says the Holy Spirit is from the Son." The logic here is identical to Augustine's; will and love show common operation but not personal distinction.

In terms of what that next metaphysical step is and how Augustine takes it, there is no entirely satisfying answer, because it isn't clear that Augustine himself intended to answer this question. Augustine clearly uses the term principium in his Trinitarian account. Ayres's book covers Augustine's passage in De Ordine 2.5.16 that uses the term principium sine principio in a sense alleged by Olivier Du Roy to be a Neoplatonic account of emanation, an assertion which Ayres follows Nello Cipriani in rejecting. The relevant chapter of Ayres's book concerning the use of principium with respect to the Holy Spirit is currently online, and the analogies concerning principium appear to be entirely situated within the pro-Nicene concept of inseparable operations as opposed to explaining how the principium operates. In terms of providing a metaphysical explanation, Augustine does not seem to go beyond what Florence says: "But the Father and the Son are not two principles of the holy Spirit, but one principle, just as the Father and the Son and the holy Spirit are not three principles of creation but one principle." I think Ayres is entirely fair in concluding that Augustine's theological view is therefore compatible with the Thomist view without actually espousing it, and I will say the same about Scotus's interpretation of the psychological analogy. Either of the later positions is a consistent metaphysical explanation of Augustine's position, and neither was actually taught by him. We are at the point that I mentioned earlier: that of having multiple incommensurate explanations with different axiomata.

[3] [Fr. Kappes notes that the varied literature on Augustine makes this a wash, but Ayres is certainly worth considering. Fr. Kappes's analysis of Augustine is based on detailed philological comparison with Neoplatonic sources, which is why he finds it persuasive.]

VII. The Logic of Relations

Given that there will not be any obvious resolution for the metaphysical quandary, we can at least try to see if there is a logical framework that allows for some common conceptual ground. For that, we can turn to Thom's work mentioned above. Thom explains that Augustine has modified the Aristotelian categories to make all of them ad se (to God) with the exception of relatives, which is ad aliud (to another). If the concept of substance is then suitably modified to say that there are no accidents in God, which is a significant change from Aristotle, then God can be a single substance with three relatives. But as Thom points out, this analysis "leaves one important question unanswered: Is the distinction between the three relatives grounded on anything further?" Thom (p. 40) concludes that Augustine hasn't provided any answer, which is consistent with what we've said above about Augustine's use of the psychological analogy not providing a reason for personal distinction. Ayres, Barnes, and Thom have thus all come to the conclusion that Augustine has not used the psychological analogy to ground the inner-Trinitarian relations.

While Augustine seems to deliberately avoid this grounding question, possibly because he simply doesn't have an answer to it, Boethius later takes up the question directly. Thom (p. 60) summarizes Boethius's position on the grounding of the relations (namely, that there is no grounding other than the divine essence) as follows: "The answer -- a mysterious one -- is that they are differentiated by the Personal properties [Paternity, Filiation, Spiration], which are all identical with divinity." Peter Lombard follows the path blazed by Boethius (p. 98-102), and he concludes that the Personal properties are "in the Persons and are the Persons and are the divine essence," while echoing St. Hilary's demurral ("I do not know and do not ask") with respect to any further explanation. That would be the status quaestionis as of the Fourth Lateran Council, providing the context of Canon 2 on the filioque

The consideration of this issue in the thirteen century develops what is called the "common opinion," which is essentially Peter Lombard's position established as a mean between two other positions, (1) the position of Gilbert of Poitiers that the relations differ from the Persons in an unqualified way and (2) the position of Praepostinius that the relations do not differ at all from the Persons except by manner of speaking. (This is something of an oversimplification of the situation offered by Bonaventure, as Thom outlines in more detail, but for our purposes, it will do.) It is at this point where two different metaphysical approaches emerge. The first, Bonaventure's approach, is one that I would call "eclectic Platonic," which is similar to the one that Augustine and Boethius followed. It is not strictly Neoplatonic in terms of following the triadic structure or other characteristic features of Neoplatonism, but it borrows certain philosophical concepts about the nature of entities implicitly to help in the explanation. The second, courtesy of Albert the Great and followed by Aquinas, is a position I think of as "systematic Aristotelian," which attempts to take the Categories as modified by Augustine and Boethius and to apply them in a more systematic way. I will say in advance that the difference in this respect makes absolutely no difference for the metaphysical conclusions on relations, but it does augur the divergence of metaphysical systems between Franciscans and Dominicans.

Among the three authors (Bonaventure, Albert, and Aquinas), there is general agreement on one new principle articulated by Bonaventure (Thom, p. 111): that the Personal properties inhere "in" the persons in the respect that they are the same as the divine essence but that they really distinguish the Persons to the extent that they are "towards" another. It might be useful to think of relatives in this context like vectors, mathematical entities with a magnitude and a direction, so that the relatives are identified with the divine essence in respect of their "magnitude" and identified with the Persons with respect to their "direction." St. Bonaventure, St. Albert the Great, and St. Thomas all agree that this distinction is the right way to explain how the relatives are the essence (in one sense) while remaining a basis of distinction, and they also agree that the "towardness" of the Personal properties establishes a real distinction of origin between the Persons. Where all three of these authors will differ is in exactly how the Personal properties, as relatives, inhere in the divine essence and how they are predicated of the Persons and the divine essence. 

The reason that I call Bonaventure more "Platonic" is that his rules of predication seem to be more in line with how they are understood in Platonic metaphysics, which seems to be more in line with Augustine's generally Platonic epistemology. Specifically, Aristotelianism epistemology has a more strict definition of what abstraction by way of intellect can be, and Bonaventure describes it in a way that Albert and Thomas cannot accept. As Thom explains at p. 107 et seq., Bonaventure does accept the Aristotelian distinction between quo est and quod est in God, but he modifies it to make sure that there is no conception of diversity or distinction that is typically implied in abstracting from (ab). To do so, he distinguishes abstraction from the nature of the thing, as with universal/particular or form/matter, from abstraction in which our understanding must grasp something according to multiple concepts because of our relation to it. Our understanding of quo est and quod est in God operates in the latter way, and thus we can distinguish the Personal properties with respect to the essence and the Person according to mode without a real distinction between the two. Then there is also the distinction between the Persons, which relates to a mode in which something stands (or relation towards), which is a real distinction. This leaves Bonaventure with a tripartite scheme of our intellectual distinctions concerning God: (1) purely notional distinctions, which do not correspond to any real distinction (as with God's goodnesses and greatness), (2) attributed distinctions according to our concepts, which correspond to a modal distinction (as with essence and person), and (3) distinction of plurality which do not introduce a diversity of essence or nature but which are real (as with the persons among one another). Because the Personal properties are both in the essence and the Person but closer to the Person than the essence, Bonaventure concludes that there is only a "small difference" between the properties and the Persons and that they are only "in" the divine essence "speaking generally and loosely" on account of the Persons being in the divine essence. (What I found interesting was that Scotus rejects this account of abstraction (Thom, p. 146), presumably based on further developing the formal distinction as a basis for the distinctions that Bonaventure makes here.) In any case, the Seraphic Doctor's conclusion on relative opposition, based on relations being "toward," seems to be exactly what we expect in the Latin tradition.

As I mentioned, Albert disagrees with Bonaventure specifically on this idea of "abstracting from," in which Albert follows Boethius in saying that the rules of predication must instead follow the categories the the extent that the subjects allow (Thom, p. 118 et seq.). Albert therefore doesn't believe that there can be any such "from" relationships in divinity. Instead, there are predicates that are substantial and those that are not, the latter of which specifically include the relativity (pointing-towards) of the Personal properties. This allows the inherence of the relatives in the divine essence not to exclude real distinctions by way of their objects. But Thom (p. 127) aptly states the degree of agreement as follows: "Apart from the divergences we have noted in the way the two theologians construed inherence and abstraction, their accounts of the Persons are identical."

St. Thomas, for his part, ends up moving a bit back toward Bonaventure from the position that Albert has staked out (Thom, p. 129 et seq.). Notably, he says that, since the essence and the Persons themselves differ conceptually as abstract to concrete, there is no reason that we should have any more concern about "abstracting from" with respect to the relative Personal properties than we do with respect to (abstract) simplicity and (concrete) perfection (Thom, pp. 138-39). This leads to an understanding of the conceptual distinctions (rationes) in our statements about God, which is not drastically different from Bonaventure's tripartite division presented above. Aquinas outlines a "greater rational distinction" between essence and properties as compared to the Persons and their properties, a distinction that falls nicely in line with Bonaventure's "small difference" between Persons and properties. (Emery explains in detail how St. Thomas thinks about relations at pp. 194-98.)

Note that all three conclude identically on a real distinction between the Persons and the nature of the relational opposition between the Persons based on "towardness." In St. Thomas's case, this distinction is aligned with the distinction of abstract to concrete, activity to perfection, which seems to be the same distinction between the unity of inseparable operations and the persons that Augustine first considered in his pro-Nicene theology. At this point, the thirteenth-century authors all believe the same thing about relative opposition: the relations are in (and identical with) the divine essence and the Persons to the extent that they are "in" the Persons, and they are identified with the Persons and establish real distinctions to the extent they are "towards." Note also that even the definition of relative opposition is identical: the Father is "toward" the Son, the Son is "toward" the Father, and the Holy Spirit is "toward" the Father and the Son as one principle, exactly as the Fourth Lateran Council teaches. This directly answers the first part of Fr. Kappes's assertion that St. Thomas's later position requires a personal property of the Son to distinguish the Son from the Spirit. Rather, since the distinction only needs to be in the manner that the Holy Spirit is toward the Father and the Son as object, in which respect they are not distinguished by personal property, this logical condition that is satisfied by the relations of opposition as outlined.

VIII. Seraphic and Angelic

Nonetheless, there is a subtle difference here about how we know the relations, even though they all agree that the "toward" aspects of the relations establish a real plurality. As I suggested above, that epistemological difference on intellection between Platonic and Aristotelian metaphysics is a sign of underlying axiomata. That hints at a larger metaphysical difference, which doesn't actually exhibit itself in the context of relations discussed above or the filioque, but it does serve as a useful illustration of how different metaphysical systems can explain the same dogmatic facts. That difference resonates with the different titles given to Bonaventure and Aquinas, the Seraphic Doctor and the Angelic Doctor, two different ways of venerating these souls who seem superhuman in their grasp of God.

I raise this point here to answer the second part of Fr. Kappes's assertion -- that St. Thomas has changed from an earlier patristic position. Contrary to what Fr. Kappes says about Aquinas's development, this metaphysical difference I have in mind stretches all the way back to Bonaventure's and Aquinas's respective commentaries on the Sentences, which unquestionably predate CEG and SCG, much less the ST. (In fact, it probably dates to their immediate predecessors, the Franciscan Alexander of Hales and the Dominican Richard Fishacre.) This difference relates to the technical use of the term "infinite" to refer to God. 

Leo Sweeney, in Divine Infinity in Greek and Medieval Thought, has identified two distinct technical senses in which this term is used for God's very being. The first sense is defined with respect to creation (extrinsic denomination) and is associated with power, to wit, God's infinite array of possible effects with respect to creation. To the extent that God's infinite power is identified with His being, this is associated with how God contains all being in Himself and perfects all being and is contained or perfected by none of creation, including with respect to properties like immensity (non-spatiality), omnipotence, and incomprehensibility. Since it is associated with God's relation to creation, it is typically associated with God as triune being infinite, as opposed to directly predicating infinity of the divine essence. The second sense is one pertaining to God's being in itself as actus purus (intrinsic denomination), referring to God's absolute freedom from matter and potency as unlimited act. This second sense is St. Thomas's concept of divine infinity. There is also a parallel form of this second sense in St. Gregory of Nyssa and St. John Damascene concerning God's absolute freedom from all determination, which serves a similar conceptual function and which is later connected to the Dionysian hyperousios in the Neoplatonic metaphysics. (N.B., on the Greek view, in addition to Divine Infinity, see Fr. Sweeney's article "Augustine and Gregory of Nyssa: Is the Triune God Infinite in Being?" in Augustine: Presbyter Factus Sum).

Lombard in the Sentences appears to be limited to the first sense, and it is even possible that he limits himself further to the earlier classical view that does not truly attribute infinity to the essence in any sense, which would be even more constrained than his source in Augustine (Sweeney, p. 365-83). Bonaventure's own source, Alexander of Hales, endorses the first sense of divine infinity, equating the essence with the power of God (Sweeney, p. 423). According to Sweeney, Bonaventure himself appears to go a bit beyond that in terms of considering God incapable of determination of matter and potency, but he never actually uses the concept of being unlimited act explicitly, and seems to find creaturely finitude as composition (lack of simplicity) rather than determination by matter or potency (Sweeney, pp. 426-32). Sweeney (p. 432) concludes that Bonaventure's own view is consistent with Alexander's. But I believe Jared Goff has shown Sweeney wrong here, because his book Caritas in Primo identifies the source of Bonaventure's doctrine of divine infinity to be John Damascene's, which would actually be the parallel Greek version of divine infinity in God's very being. That version of infinity would view God as free from determination in the Neoplatonic, rather than the Aristotelian, sense. 

By contrast, Aquinas applies infinity to the divine essence in the Aristotelian sense of being unlimited by matter or potency. Sweeney cites his conclusion (p. 435) that the divine essence is "infinite through negation of whatever would determine and restrict it [namely, matter and potency], for form as form is infinite." Aquinas's concept follows on Richard Fishacre's statement (p. 422) that God is properly infinite when removed from all limitation of matter and potency: "Quia ergo Deus in se simplex est et carens compositione cum alio, ut sit pars compositi, patet quod est infinitus virtualiter, non propter additiones virtutis factas in infinitum, sed potius quia in infinitum elongatus est ab impedimentis et materia, cum sit substantia omnino separata." The identity of the essence with its act of existence, utterly simple and without determination by anything else, makes the divine essence absolutely infinite in being. This seems like a perfect anticipation of Aquinas's own doctrine, down even to the use of the term virtualiter to describe the infinite number of modes in which esse can be finitely imitated by created things, anticipating the use of the virtual distinction by later Thomists.

Fr. Sweeney (p. 436) summarizes the endorsement of the first and second views of divine infinity by Bonaventure and Aquinas respectively as follows: "Manifestly, Aquinas' theory of the infinity of divine being differs deeply from Bonaventure's. The former concentrates on essence, whence he moves to power; the latter concentrates on power and thence moves to essence. The former grounds the infinity of God's essence in its freedom from potency and matter: it is subsistent, God is existence. The latter (with the exception of two brief texts) identifies the infinity of the divine essence with its immensity: it is preset in all creatures, however many and varied they may be." Subject to the correction that Bonaventure has likely followed John Damascene's expansion of the concept of divine infinity, the difference is correctly stated. Again, this difference emerges from the beginning in their commentaries on the Sentences, not as an extended development. 

As I suggested, Fr. Kappes and his colleagues Jared Goff and Alexander Giltner give a sophisticated account of Bonaventure's notion of divine infinity in their article "Palamas among the Scholastics," including statements such as the following (with citations omitted) that "Augustine likely uses Porphyry, who unified Plotinus’ threefold Hen univocally, so that Proclus and Damascius fiercely criticized him. Bonaventure’s reception of Augustine’s divine ideas (c. 1254–7) cedes (implicit) priority to Maximus Confessor and Ps.Dionysius, explicitly prioritizing Damascene on divine infinity. Hence, Bonaventure situates Augustine’s understanding of infinity of the divine ideas within the prior and conceptually broader affirmation of the actually intensive infinite of the divine essence itself." I see nothing in Fr. Kappes's assertions that acknowledges this equally profound and completely different concept of divine infinity on the Thomist side, even though the three authors concede that "the Franciscan school was built on utterly different metaphysical foundations from those of Albert the Great (d. 1280) and Thomas Aquinas (d. 1274)." Where is the acknowledgment that St. Thomas had a drastically different understanding of divine infinity, one that likewise maintains that God is free from all determination but not in the same sense as Damascene does?

Although this difference seems subtle, it is nothing short of a radical metaphysical paradigm shift to the Aristotelico-Thomist (A-T) metaphysical system. I suspect that the full implications of Fr. Sweeney's conclusion have not been realized simply because the dominant view of the philosophia perennis (one that Fr. Sweeney himself held) requires a narrative of progressive development. Aquinas is permitted to have systematized what came before, but he certainly could not be viewed as a creative and novel systematizer. In service of that dominant narrative, there have many attempts to explain exactly what Aquinas "discovered" or "made explicit" in the tradition; perhaps it was the essence-existence distinction (Sweeney's own view), the idea of actus purus, the concept of divine ideas, the analogia entis, the strong account of divine simplicity, the virtual distinction, God as Aristotelian prime mover, or the concept of subsistent act of being (ipsum esse subsistens). But by Fr. Sweeney's own argument, Fishacre's concept of infinity is a philosophical novum not found in any of his antecedents, and it is not in any sense a necessary logical development from what came before. It seems to me that the deployment of this concept unlocks everything that comes after, and it is unfortunate that St. Thomas is not given credit for being as inventive as he was in deploying it.

The antecedents for the A-T system are Boethian. In Boethius's own commentary on the Categories, which shows the significant influence of Porphyry, Boethius continues Augustine's modifications to the Categories for the divine substance, modifications which includes the removal of the notion of substances as subject of changeable (accidental) being to permit God to be identical with His own perfections like goodness and greatness (Thom, pp. 47-50). The Porphyrian context for Boethius's interpretation is important; Boethius's thinking about universals is Aristotelian and not Platonic, meaning his metaphysics is not fundamentally Platonic either. This becomes specifically important in the idea of God as suprasubstantial. Thom (p. 48) follows Douglas Hall in seeing a Proclan influence in Boethius's principles that God is "good without quality, great without quantity," but Boethius's interpretation is in the context of his Augustinian Aristotelianism, which he expressly applies to divine simplicity. This sets the stage for St. Thomas's interpretation of divine infinity not in the Neoplatonic way but in the Aristotelian sense given by Fishacre. In addition, as McInerny (p. 250) notes, Boethius distinguishes between essence and existence (diversum est esse et id quod est), which is unquestionably necessary for St. Thomas's doctrine of subsistent act. 

Aquinas, for his part, certainly would not have seen his synthesis as radically changing the foundation of metaphysics. He simply connected Fishacre's concept of infinite being to the suprasubstantial divine essence of Boethius and gave a systematic account of that combination. But that opened up a concept that had, as far as I can tell, never been seen before, not even in Fishacre: participation in the act of  existence of an intrinsically infinite being. That concept was the basis for a metaphysical reinterpretation of everything that had gone before. It is unclear what Platonic or Neoplatonic origin this doctrine might have, despite Enrico Berti's suggestion that there must be one (it is clearly not from Aristotle!). That origin remains unclear despite the efforts of Wayne Hankey and other scholars to pin it down, and the fact that it was genuinely unanticipated would explain why. What remains undeniable, though, is Stephen Brock's conclusion in "Harmonizing Plato and Aristotle on Esse: Thomas Aquinas and the De hebdomadius," "What I think we should be struck by is simply the degree to which it is, or at least wants to be, Boethian." 

Because Aquinas has been viewed as an expositor of the philosophia perennis and because Aquinas did not view himself as an innovator, Aquinas's development on Boethius is not seen as upending the existing metaphysical paradigm in the way that Scotus's formal distinction, which was anticipated to some degree by Bonaventure in much the way that Aquinas was anticipated by Boethius, shook up the existing metaphysics. Ironically, no one really doubts that Scotus's notion of infinity in the context of the divine perfections is essential for his account of divine transcendence and univocal being, yet Aquinas's novel construal of divine infinity, which is likely not anticipated by anyone before Fishacre, is not similarly seen as a critical step in his analogical account of being. That is unfortunate, because it has resulted in needless strife between Dominicans, who believed that they were simply defending the unvarnished philosophia perennis, and the perceived "innovators" of the Franciscan school, a conflict that persisted through the twentieth century and even today. 

In any case, regardless of whether one accepts my position that Aquinas has inaugurated a completely new paradigm or that it instead has a basis in the Neoplatonic roots, it is not realistically possible to say that Aquinas undergoes some drastic metaphysical change away from Platonic exemplarism. The Boethian lens that Aquinas applied to Platonism never had traditional Platonic or Neoplatonic participation in its field of view. Whatever Aquinas's position was on being and participation, it began early and was held durably.

In summary, we have seen that Bonaventure and Aquinas had different ontological paradigms from essentially the beginning of their respective works. But that difference did not prevent them from reaching identical logical and ontological conclusions with respect to the relational properties and the relative opposition of the Persons. In that respect, both of those positions are Augustinian in terms of originating in Augustine's modification of the metaphysical category of relation, despite significant differences in other areas. This suffices to answer both parts of Fr. Kappes's argument.

[4] [Fr. Kappes notes that he and his co-authors, Goff and Giltner, were generally aware of this difference in the infinities in the background, which I should have picked up from Goff's treatment of Sweeney in Caritas in Primo. He also notes that they have not addressed potential implications for the discussion to date, so this merits further discussion.]

[5] [Fr. Kappes questions my connection of St. Thomas to Boethius based on McInerny, who is a known outlier and who was criticized pretty ruthlessly on philological grounds. I was actually convinced by Stephen Brock, who admits that McInerny is the lone outlier but who points out that the philosophical concepts are used for the same purpose even when they weren't using the same language. If I am wrong on this point, however, it would most likely mean that St. Thomas was even more of an innovator in his concept of infinite being (although some Neo-Thomists would no doubt call this a "discovery of timeless truth" as opposed to an innovation). In any case, being wrong about Aquinas's source in Boethius would not modify my defense.]  

IX. "Mere" Subsistent Relations

As I have suggested, Thomists often seen to view it as unnecessary to explain themselves, as if Thomism were simply an inevitable metaphysical development. This is why I suspect that Fr. Kappes views "mere subsistent relations," as a straightforward appropriation of the existing metaphysical concept, which Fr. Kappes describes as "non-productive." That could be true but for the modifications that are made in view of the Thomist idea of infinite act. Unfortunately, Fr. Emery is among the Thomists who lays out the conclusions of St. Thomas without acknowledging the metaphysical innovations that he has made, so while I cite his descriptions of St. Thomas's doctrines below, the explanations of the reasons must be based on what I have laid out previously and some additional background on St. Thomas's doctrine of creation that I provide below.

Subsistent relations, including their associated emanations/productions, are one of the fundamental metaphysical categories rewritten in Aquinas's metaphysics. As a prelude, his view of creation as a finite participation in God as existence itself leads to taking the notion of the creator-creature relation in a new metaphysical sense. This change in turn leads to the complete metaphysical revision of Dionysius's concept of the good as self-diffusive (bonum est diffusivum sui) and Arisotle's notion of the first mover based on final causality. The connection between God as "the good" and final causality of creation has been remarked for many years; see, e.g., Lawrence Dewan, "St. Thomas and the Causality of God's Goodness"; Bernhard Blankenhorn, "The Good as Self-Diffusive in Thomas Aquinas"; Stephen Brock, "The Causality of the Unmoved Mover in Thomas Aquinas's Commentary on Metaphysics XII." The critical step that Aquinas makes is identifying the creative act, the procession (or emanation) of creation from God, with the activity of the internal processions. Emery (p. 172) specifies Thomas's principle as follows: "the procession of the divine persons is the cause and the reason of the procession of creatures." Thus, he translates emanation from a Neoplatonic understanding to the A-T paradigm. Importantly, there is nothing inactive in the actus purus; as principium for creation, God is both efficient cause (imparting motion) and final cause (drawing that motion to Himself). What this illustrates is that the category of relation applied the infinite act of being, as with the cause-effect relation in creation, can be productive in the A-T metaphysics. 

Because efficient and final causality has no analogue in divinity, this modification cannot be directly translated into the production of the divine Persons, but it turns out that the principle still holds. In the causal relations, the effect only as a certain resemblance to the cause, but that is not true with all relations to the infinite divine act. Here, Aquinas deploys the psychological analogy in a way similar to Augustine's own use: as a metaphor for activity rather than as a strict analogy to the terms. Specifically, Aquinas sees the ability of the intellect in its "notional acts" to image its own content as a model of the immanent activity of the infinite act to produce its own perfect image. Aquinas sees the license to use this metaphor in the Biblical terms "Word" and "Image." Emery (p. 184-98) describes Aquinas's use of the psychological analogy in detail, and when this use is situated in the context of the Thomist principle that the processions are the cause of creation's procession, it is easy to see how this notional act of self-imaging is productive. But it is the direct connection between the relations and notional acts of personal subjects, rather than the essence, that characterizes this innovative use of relations in A-T metaphysics.

Fr. Kappes has asserted Aquinas was following Anselm in his concept of relations, but in fact, Aquinas uses his novel system to correct Anselm. Based on his distinctive use of the category of relations, Thomas has moved productivity away from the essence into the category of relation, going so far as to dispute St. Anselm's efforts to localize production of the persons in the essence (Emery, p. 186). The correction of Anselm is the best indication of just how significantly the A-T metaphysical system has revised its historical antecedents, including authorities like Anselm. Importantly, this is a foundation for why the Trinitarian relations cannot be proved by argument as against Bonaventure (Emery, pp. 125-27)

Aquinas has definitely transformed the category of relations in terms of metaphysical explanation, and this manifests itself in a dispute that he has with Bonaventure on the nature of processions (Emery, pp. 147-48). This dispute follows the same differences between the great Doctors on the nature of divine infinity. Bonaventure reasons from powers to essence in divine infinity, so he sees a hierarchy of powers in the essence that necessarily begins with a first, characterized by fecundity in his innascibility, who acts in the mode of nature (intellect) and then in the mode of will to produce Persons. Aquinas starts from the infinite and utterly simple act that characterizes the divine essence with the relations at the level of Person and the notional acts expressing this infinite act in processions. For that reason, Aquinas entirely rejects Bonaventure's notion of fontal plenitude as a property of the Father, instead attributing it entirely to the relations of paternity and spiration themselves. Locating the reason for the Trinity in the relations themselves, as opposed to the underlying essence, is also the reason that Aquinas absolutely rejects the idea of demonstrating the existence of the Trinity. This is because the Persons, unlike the essence, can never be the result of reasoning about effects, which distinguishes him from Bonaventure and Anselm as well. For Aquinas, the personal aspects of God must be revealed personally.

[6] [Fr. Kappes actually found specific cases of Aquinas using the Neoplatonic concept of divine ideas in his earlier writing, so my thesis here is overboard: Aquinas definitely must have at least partially (and perhaps inconsistently) relied on Neoplatonic metaphysics in a way that was corrected by his later thinking. I believe I was simply wrong on this, and my position requires revision to be more narrow. As to the general idea that St. Thomas had an innovative metaphysical system based on his concept of infinite being, I would still say that there is a core metaphysical concept of infinite being here that is consistent from the beginning and by which these incompatible ideas are eventually revised, which would still support my defense here.] 

[7] [Fr. Kappes asked for further support re: Emery's position on Aquinas, which I found discussed in Emery's Trinity in Aquinas (2003) at p. 185 et seq. That being said, I am deferring to Fr. Emery on this point; I am not aware of other scholarship on this specific point. It just seemed accurate, and it is consistent with Aquinas's distinction of notional acts being at the level of person and not essence.]

X.  Going Back to Fr. Kappes

With the foregoing explanation, we can also respond to some of Fr. Kappes's arguments concerning Gregory Palamas's response to St. Thomas. Fr. Kappes reiterates his position that Aquinas originally held a Platonic exemplarist position but later moved to an "Anselmian" or "classical" position in the article linked with the interview, titled "Prochoros Kydones’s Translation of Hervaeus Natalis against Gregorios Palamas, Barlaam the Calabrian, and Neilos Kabasilas." This position is evident in the following excerpts:

Once upon a time, Aquinas had youthfully embraced Augustinian exemplarism in his Scriptum, but he then switched to rejecting Augustinian exemplars produced in the divine mind in SCG, I 54. 205 This marked the literary death of Augustinian exemplarity in divinis and his transition toward Aristotelian actus purus excluding the exemplarism of Lombardus (and, by implication, Palamas). 
...
[FN 205] In actuality, the story of exemplarism and divine ideas in Aquinas is somewhat complex due to his shifting viewpoints. However, granted his mature position in the 1260s reduced divine ideas to an internal relation of the divine mind, parallel to a second intention, it does not seem to me to be hyperbolic to claim that Aquinas rejected the Neoplatonic tradition undergirding Lombardus and Bonaventura.  
...
A great irony in Thomistic theology occurs (allegedly Augustinian on this score) in its ultimate rejection of Augustine’s mind, intellect, and love as a strict analogy of the psychological model of the Trinity, with the result that it is but a metaphorical topos. The publication of the SCG marked the point of departure for effective denial of any meaningful distinction between intellect and will in divinis. Therein, Aquinas claimed the necessity of positing the Spirit’s relation to the Son, qua person, to account for the existence of a Spirit. Otherwise, claimed Thomas, no metaphysical distinction between Son and Spirit can exist, as the deity is describable in purely Aristotelian terms of actus purus, reducing the psychological model to pure metaphor.
...
After the Franciscan school culminated in Scotus’s conviction that the human psychological model was in exact structural parallel of the Trinitarian structure of production, Franciscans often took up Scotus’s counterfactual hypothesis (or what Palamas took to be doctrinally necessary); namely, the Father can be justified, metaphysically, to produce two persons immediately, without recourse to the theological dogma of “ex filio”. While Franciscans were tenaciously committed to Latin dogma, they nonetheless argued that nothing prevented the psychological activities of the Father from producing the eternal Spirit without reference to the Son as a co-spirator thereof. Since Scotus’s critique of Aquinas’s metaphysics has the advantage of a posthumous rebuttal to Thomistic metaphysics, Hervaeus would have better served Prochoros than Aquinas for mining arguments to overcome the Scotist counterfactual argument. Scotus’s thought experiment was argued by Hervaeus to be implicitly absurd. In effect, Hervaeus argued that Aquinas’s simplicity criterion, logically and metaphysically, reveals a requirement for the Spirit to be directly related to the Son in order to distinguish its relation from the Son’s relation to the Father.
...
Perhaps the most surprising facet of this study lies in the fact that Palamas may have read a translation or summary or detailed account of Aquinas’s Summa Contra Gentiles and even recognized the Latin origin of several positions and modes of expression of Barlaam in his earliest works no longer extant. Granted the plausibility of the evidence, this allows us to suggest Palamas to be the earliest ex professo opponent of Thomas Aquinas’s theology of the filioque and grace in whatever way these doctrines were made available to him in the Greek language in 1334.

The far greater irony is that Fr. Kappes has fallen into the philosophia perennis trap that has plagued Dominican-Franciscan debates for years, and here he shows how it has tarnished East-West relations as well. Fr. Kappes sees a philosophia perennis, one on which Palamas and Scotus agree, so that wherever Aquinas agreed with it, he must likewise have had the same belief. But then (according to Fr. Kappes)  Aquinas regrettably moved away from the philosophia perennis, and so fell into perdition, or perhaps just the inherently penitential activity of laboring on bad metaphysical theories. In theoretical terms, I see no difference between what Fr. Kappes has done here and what Martin Jugie and the Neo-Thomists did to Scotus and Palamas, and I do not think he is any more right than they are. History does not support that Bonaventure simply developed the Western theological tradition without innovation any more than it supports that Aquinas did so. Unlike the Schoolmen, we live in a time when we can respect Galileo and Einstein for having broken new intellectual ground; perhaps it is time that we give the Seraphic Doctor and the Angelic Doctor the same respect.

We must also acknowledge that the Western theological tradition that they were explaining was simply not the same as the Eastern theological tradition, even if the faith was the same. Each side had its respective philosophical expositors, such as Boethius and Peter Lombard in the West and Maximus and John Damascene in the East. In the thirteenth century, two drastically different metaphysical paradigms emerged, each with a respective notion of divine infinity built on a completely different metaphysical foundation. Neither was the philosophia perennis; both were deployed to explain a theological tradition. Then Gregory Palamas in the East reinterpreted both Augustine and Aquinas according to his own metaphysical paradigm, which was similar (or perhaps identical) to the Franciscan reimagination of the Western tradition but which poorly translated the concepts of the Thomist paradigm. At any rate, I see no awareness in Palamas of anything like the history or metaphysical roots for the A-T system that I have outlined previously.

And by the way, it is equally ridiculous for Thomists to do the same thing and to try to read every metaphysical system as if it could only have been their own. Fr. Kappes with his co-authors of "Palamas among the Scholastics" makes this response to Thomist efforts at ecumenism:

Too often modern ecumenical approaches to a Palamitico-Thomasian semantic equivalence implicitly negate the entire philosophico-theological tradition of saints and doctors, respectively, as “medievals” having “misunderstood” the real Aquinas. Were pertinacious Thomists and unadulterated Palamites so mistaken for more than a century? Is it only now that moderns have understood something beyond the borders of univocity, analogy, and equivocity? If we reject the irreconcilability of Palamism according to (1) fourteenth-fifteenth century medieval and Renaissance Thomists, (2) seventeenth-eighteenth century Thomasian theologians, and (3) nineteenth-twentieth century neo-Thomists, then contemporary late-twentieth and early-twenty-first century Thomists alone understand thomistico-Palamite questions. Tenacious Thomists and pledged Palamites are unlikely to surrender their academico-historical traditions for good-natured hearty appeals to reconciliation. Either toleration or continued division must reign.

I agree with them in one respect: this idea that we can simply say that there is some philosophia perennis with which we can all agree is hopeless. But that is exactly why this myth is dangerous. If we can instead turn back to the logical and the theological conclusions, recognizing as we do today that all three of these metaphysical paradigms speak in their own idiom and offer their own respective explanations, then there is hope for not only tolerance but also understanding. In short, I plead with Fr. Kappes for the same understanding and charity for St. Thomas that he requested for Meyronnes. Maybe if we can first understand that St. Bonaventure, St. Thomas, and St. Gregory Palamas did each create something never seen before, at least in terms of intellectual understanding, and try to understand exactly what they did, we can come together around the object of all of their devotion: the Holy Trinity.

[8] [As a pleasant conclusion to the discussion, Fr. Kappes will give consideration to the background of Lyons, to Aquinas's difference with Anselm, to Ayres's interpretation of Augustine, to the Thomist idea of notional acts, and to the Thomist scholars on these points. Since that was my best hope for writing this piece, I could really not have asked for more.]